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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: 1949-1984 - Page 459
1969
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Hearings

United States. Congress. Senate. Committee on Commerce - 1965 - 1378 pages
...rent, or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...or more intermediaries, controls, or is controlled l>y or is ifn-dcr common control with, the person specified. (25) The term "control" (including the...
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Interstate Commerce Act Amendments, Hearings Before the Surface ...

United States. Congress. Senate. Commerce - 1965 - 332 pages
.... or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...through one or more intermediaries, controls, or is cotitrolled by or is ufnder common control with, the person specified. (25) The term "control" (including...
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Discrimination Against Members of Farmer Cooperatives: Hearings ..., Part 1

United States. Congress. Senate. Committee on Agriculture and Forestry. Subcommittee on Agricultural Research and General Legislation - Agriculture, Cooperative - 1966 - 264 pages
...through the same parent organization. The Securities and Exchange Commission defines an "affiliate" as a person that directly or indirectly through one or...intermediaries, controls or is controlled by, or is under common control, with another person. It may be the equivalent of merger or something just short...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967 - 1182 pages
...terms shall have the meanings indicated in this section unless tne context otherwise requires: Ca) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly...
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Insurance, Licensing Procedure, Fix Fees, Law Enforcement and Criminal ...

United States. Congress. Senate. District of Columbia - 1972 - 166 pages
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of...
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Insurance, Licensing Procedures, Fix Fees, Law Enforcement and Criminal ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on Business, Commerce, and Judiciary - Criminal justice, Administration of - 1972 - 160 pages
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of...
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Institutional Membership on National Securities Exchanges: Hearings, Ninety ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - Stock exchanges - 1972 - 494 pages
...investment company (including its advisor) or insurance company. "Affiliate" of a firm or member means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by or is under common control with, such firm or member. The term "member" includes an individual member, member...
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Securities Act of 1933 Release, Issues 4727-4899

United States. Securities and Exchange Commission - Securities - 502 pages
...nature and extent of such \l The term "affiliate" is used herein as defined in Rule 405, as follows: "An 'affiliate' of, or a person 'affiliated' with,...is under common control with, the person specified. ::cuiviENTS DL!ji,:iV.\:. JUL211335 UN.-. >?iTY OF participation varies substantially in different...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. District of Columbia Committee - 1973 - 106 pages
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. Committee on the District of Columbia. Subcommittee on Business, Commerce, and Taxation - Insurance law - 1974 - 124 pages
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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