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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Interstate Commerce Act Amendments, Hearings Before the Surface ...

United States. Congress. Senate. Commerce - 1965 - 316 pages
.... or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...through one or more intermediaries, controls, or is cotitrolled by or is ufnder common control with, the person specified. (25) The term "control" (including...
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Discrimination Against Members of Farmer Cooperatives: Hearings ..., Part 1

United States. Congress. Senate. Committee on Agriculture and Forestry. Subcommittee on Agricultural Research and General Legislation - Agriculture, Cooperative - 1966 - 226 pages
...through the same parent organization. The Securities and Exchange Commission defines an "affiliate" as a person that directly or indirectly through one or...intermediaries, controls or is controlled by, or is under common control, with another person. It may be the equivalent of merger or something just short...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967
...terms shall have the meanings indicated in this section unless tne context otherwise requires: Ca) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly...
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Insurance, Licensing Procedure, Fix Fees, Law Enforcement and Criminal ...

United States. Congress. Senate. District of Columbia - 1972 - 148 pages
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of...
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Insurance, Licensing Procedures, Fix Fees, Law Enforcement and Criminal ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on Business, Commerce, and Judiciary - Criminal justice, Administration of - 1972 - 148 pages
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of...
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Institutional Membership on National Securities Exchanges: Hearings, Ninety ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - Stock exchanges - 1972 - 906 pages
...investment company (including its advisor) or insurance company. "Affiliate" of a firm or member means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by or is under common control with, such firm or member. The term "member" includes an individual member, member...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. District of Columbia Committee - 1973 - 100 pages
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. Committee on the District of Columbia. Subcommittee on Business, Commerce, and Taxation - Insurance law - 1974 - 100 pages
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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Regulated Carriers Financial Stability Act, Hearings Before the Surface ...

United States. Congress. Senate. Commerce Committee - 1974 - 240 pages
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person...
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Foreign Investment in the United States: Hearing Before the Subcommittee on ...

United States. Congress. House. Banking and Currency Committee - 1975 - 216 pages
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD...
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