 | United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - Investments, Foreign - 1984 - 580 pages
...following words have the meanings indicated. (B) "Affiliate", including the term "affiliated person", means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, a specified person. (C) "Associate", when used to indicate a relationship... | |
 | Daniel W. Hindert, Patrick J. Hindert, Joseph Julnes Dehner - Law - 2023 - 1914 pages
...the purposes of this Act: A. An "affiliate" of, or person "affiliated" with, a specific person, means a person that directly or indirectly through one or...is under common control with, the person specified. B. "Ancillary state" means any state other than a domiciliary state. C. "Commissioner" means the insurance... | |
 | Small business investment companies - 1988 - 328 pages
...following definitions apply, unless the context otherwise requires: Affiliate. An "affiliate" of, or person "affiliated" with, a specified person, is a...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating... | |
 | DIANE Publishing Company - 1995 - 208 pages
...working interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,... | |
 | United States - Securities - 1999 - 740 pages
...definitions shall apply: (1) AFFILIATE OF THE ISSUER. — The term "affiliate of the issuer" means a person that directly or indirectly, through one...intermediaries, controls or is controlled by or is under common control with, the issuer. (2) COVERED CLASS ACTION. — (A) IN GENERAL. — The term "covered... | |
 | New York University. School of Law - Law - 1996 - 738 pages
...CFR § 239.13(b)(l) (1993). This value is also referred to as the 'float'. 'Affiliate" is defined as 'a person that directly, or indirectly through one...under common control with, the person specified'. Rule 405 under the 1933 Act, 17 CFR § 230.405 (1993). 48 This theory of market efficiency contains... | |
 | Jay Brown - Law - 1997 - 9422 pages
...Definitions. (a) For purposes of this Agreement: "Affiliate" means, with respect to any specified Person, any Person that directly, or indirectly through one or...is under common control with, the Person specified. For purposes of this Agreement, with respect to any Shareholder, "Affiliate" shall not include the... | |
| |
affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. 
