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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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The Code of Federal Regulations of the United States of America

Administrative law - 1998
...following définitions apply, unless the context otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person. Is a person...is under common control with, the person specified. Amount. The term amount, when used In regard to securities, means the principal amount If relating-...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1971
...(whether referred to as an "affiliate" of, or a person "affiliated with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1972
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...Is under common control with, the person specified. (c) The term "amount," when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1972
...(whether referred to as an "affiliate" of, or a person "affiliated with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1970
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or Indirectly through one...is under common control with, the person specified. (c) The term "amount," when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1973
...(whether referred to as an "affiliate" of, or a person "affiliated with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations

Administrative law - 1968
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1971
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount," when used with respect to securities, means the principal amount if relating...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1973
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or Indirectly through one...Is under common control with, the person specified. (c) The term "amount," when used with respect to securities, means the principal amount if relating...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
Full view - About this book




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