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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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The Code of Federal Regulations of the United States of America

Administrative law - 1980
...securities of, or claims against, the debtor. (3) Affiliate. The term "affiliate" of a person means a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is under common control with such person. (4) Material The term "material" wtyen used to modify "relationship"...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978
...securities of, or claims against, the debtor. (3) Affiliate. The term "affiliate" of a person means a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is under common control with such person. (4) Material The term "material" when used to modify "relationship"...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1994
...writer is: The issuer of the security which may be purchased or sold upon exercise of the option, or is a person that directly, or indirectly, through...intermediaries, controls, or is controlled by, or IB under common control with such Issuer; (2) The term underlying security means a security which relates...
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Study of Securities and Exchange Commission: Hearings Before a ..., Parts 1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1224 pages
...shall have the meanings indicated in this rule unless the context otherwise requires: Affiliate.—An "affiliate" of, or a person "affiliated" with, a specified...is under common control with, the person specified. Bank holding company.—The term "bank holding company" means a person which is engaged, either directly...
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General Rules and Regulations Under the Securities Act of 1933

United States. Securities and Exchange Commission - Securities - 1963
...and Regulations. In addition, the following definitions apply, unless the context otherwise requires: Affiliate.— An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. — The term "amount," when used in regard to securities, means the principal amount if relating...
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Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Small Business - Small business investment companies - 1963 - 130 pages
...to section 12, 13, or 15(d) of the Act, shall have the respective meanings indicated in this rule : Affiliate. — An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. — The term "amount," when used in regard to securities, means the principal amount if relating...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 pages
...13, or 15 (d) of the Act, shall have the respective meanings indicated in this rule: Affiliate.—An "affiliate" of, or a person "affiliated" with, a specified...is under common control with, the person specified. Associate.—The term "associate" used to indicate a relationship with any person, means (1) any corporation...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964
...section 12, 13 or 15 (d) of the act, shall have the respective meanings indicated in this section: (a) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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Interstate Commerce Act Amendments: Hearings, Eighty-ninth Congress, First ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - Freight forwarders - 1965 - 316 pages
...rent, or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...intermediaries, controls, or is controlled by or is tMder common control with, the person specified. (25) The term "control" (including the terms "oontrollmg",...
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Hearings

United States. Congress. Senate. Committee on Commerce - 1965
...rent, or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...or more intermediaries, controls, or is controlled l>y or is ifn-dcr common control with, the person specified. (25) The term "control" (including the...
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