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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1970
...(whether referred to as an "affiliate" of, or a person "affiliated with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1969
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998
...otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person, is person that directly, or indirectly through one or...is under common control with, the person specified. Securities and Exchange Commission Amount. The term amount, when used In regard to securities, means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1972
...terms shall have the meanings indicated in this section unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...person that directly, or indirectly through one or more Interor IB under common control with, the person specified. (b) Bank holding company. The term...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1971
...terms shall have the meanings indicated in this section unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...person that directly, or indirectly through one or more interor Is under common control with, the person specified. (b) Bank holding company. The term...
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SEC Docket, Volume 42

United States. Securities and Exchange Commission - Securities - 1988
...Release No. 6487 (Sept. 23. 1983) [48 FR 44843). 201 For purposes of Rule 144. an affiliate of an issuer "is a person that directly, or indirectly through...intermediaries, controls, or is controlled by. or is under common control with, such issuer. " Rule 144(a)( 1 ). See Rule 405 [17 CFR 230.405]. Section...
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