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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960
...with respect to the financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly...Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence was...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1941
...properties "purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through...under common control with, the person specified." Since there is nothing in the response to item 27 which indicates that any of the property listed is...
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Decisions and Reports, Volume 37

United States. Securities and Exchange Commission - Securities - 1958
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly,...
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Decisions and Reports, Volume 5

United States. Securities and Exchange Commission - Securities - 1941
...registrant directly or Indirectly through one or more Intermediaries." The term "affiliate" Is defined as "a person that directly, or Indirectly through one...Intermediaries, controls, or Is controlled by, or Is under common control with, the registrant." The term "person" Is defined In Section 2 (2) of the Securities...
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The Code of Federal Regulations of the United States of America Having ...

Administrative law - 1943
...analogous designation. 5. Part B — Question 5. For the purposes of this report, an "affiliate" of a specified person is a person that directly, or Indirectly...through one or more intermediaries, controls, or Is under common control with, a person specified. A "subsidiary" of a specified person is a person controlled...
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United States Code

United States - Law - 2000
...following definitions shall apply: (A) Affiliate of the issuer The term "affiliate of the issuer" means a person that directly or indirectly, through one...Intermediaries, controls or Is controlled by or is under common control with, the issuer. (B) Covered class action Page 403 TITLE 15— COMMERCE AND TRADE...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942
...or indirectly through one or more intermediaries: an "affiliate" of a specified person is defined as a person that directly, or indirectly through one...is under common control with, the person specified ; the term "control" (including the terms "controlling," "controlled by" and "under common control...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1997
...following definitions apply, unless the context otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person, is a person...is under common control with, the person specified. Amount. The term amount, when used in regard to securities, means the principal amount if relating...
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The Code of Federal Regulations of the United States of America

Administrative law - 1977
...regulations. In addition, the following definitions apply, unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...Intermediaries, controls, or Is controlled by, or la under common control with, the person specified. (b) Amount. The term "amount", when used In regard...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998
...therefor shall be stated. (b) Affiliate. An affiliate of, or a per-son affiliated with, a specific ccor (c) Amount. The term amount, when used In regard to securities, means the principal amount if relating...
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