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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Financial Institutions and the Nation's Economy (FINE): "discussion ...

United States. Congress. House. Committee on Banking, Currency and Housing. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banks and banking - 1976
...limitation does not pertain to any option granted or other equity security 7 The SEC defines "afflllnte" as "a person that directly, or Indirectly through one...controlled by. or Is under common control with, the person st'ccltied." (IT CPR 240.12h-2(a).] "Associate" Is defined to mean "(1) any corporation or organization...
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Overdrafts and Correspondent Banking Practices: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Bank employees - 1977 - 725 pages
...the Securities Act and Rule 1 2s2 under the Exchange Act define an affiliate of a specified person as "a person that directly or indirectly through one...is under common control with, the person specified ' and a "subsidiary" of a specked person as "an affiliate controlled by such person directly or indirectly...
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The Safe banking act of 1977: hearings before the Subcommittee on Financial ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banking law - 1977
...12b2 under the Exchange Act define an 'affiliate" of a specified person as "a person thai directly or indirectly through one or more intermediaries, controls,...is under common control with, the person specified" and a "subsidiary" of a specified person as "an affiliate controlled by such person directly or indirectly...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 426

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Law reports, digests, etc - 1975
...(d) of the [Securities Exchange] Act, shall have the respective meanings indicated in this rule: "(a) Affiliate. An 'affiliate' of, or a person 'affiliated'...is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,' 'controlled by* and 'under common...
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Securities and Exchange Commission Report to Congress on the Accounting ...

United States. Securities and Exchange Commission - Accountants - 1978 - 1187 pages
...Used In Regulation S-Xi (b) Affiliate - An "affiliate" of, or a person •affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. 16/ Accounting Research Bulletin No. 43, Chapter 1A, Paragraph 1, Rules Adopted by Membership, states...
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Performance Profiles of Major Energy Producers

Energy industries - 1995
...working interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,...
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Private Real Estate Syndications

Michael Constas, Richard D. Harroch - Real estate investment - 1983 - 600 pages
...7866.) (b) Affiliate. An "affiliate" of, or person "affiliated" with a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate offering price. "Aggregate offering price" shall mean the sum of all cash, services,...
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Foreign Government and Foreign Investor Control of U.S. Banks ..., Volume 4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - Banks and banking - 1983 - 931 pages
...application. 117.2 Definition». For purposes of this Supervisory Procedure: (a) affinate means any person that directly or indirectly, through one or...is under common control with the person specified; (b) bank-created holding company means a company, (1) formed by a banking institution which Is the...
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Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - Investments, Foreign - 1984
...following words have the meanings indicated. (B) "Affiliate", including the term "affiliated person", means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, a specified person. (C) "Associate", when used to indicate a relationship...
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Structured Settlements and Periodic Payment Judgments

Daniel W. Hindert, Patrick J. Hindert, Joseph Julnes Dehner - Law - 2020 - 1380 pages
...the purposes of this Act: A. An "affiliate" of, or person "affiliated" with, a specific person, means a person that directly or indirectly through one or...is under common control with, the person specified. B. "Ancillary state" means any state other than a domiciliary state. C. "Commissioner" means the insurance...
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