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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: 1949-1984 - Page 459
1969
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Regulated Carriers Financial Stability Act, Hearings Before the Surface ...

United States. Congress. Senate. Committee on Commerce - 1974 - 280 pages
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person...
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Foreign Investment in the United States: Hearing Before the Subcommittee on ...

United States. Congress. House. Banking and Currency Committee - 1975 - 226 pages
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD...
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Financial Institutions and the Nation's Economy (FINE): "discussion ...

United States. Congress. House. Committee on Banking, Currency and Housing. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banks and banking - 1976 - 900 pages
...limitation does not pertain to any option granted or other equity security 7 The SEC defines "afflllnte" as "a person that directly, or Indirectly through one...controlled by. or Is under common control with, the person st'ccltied." (IT CPR 240.12h-2(a).] "Associate" Is defined to mean "(1) any corporation or organization...
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Overdrafts and Correspondent Banking Practices: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Bank employees - 1977 - 750 pages
...the Securities Act and Rule 1 2s2 under the Exchange Act define an affiliate of a specified person as "a person that directly or indirectly through one...is under common control with, the person specified ' and a "subsidiary" of a specked person as "an affiliate controlled by such person directly or indirectly...
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The Safe banking act of 1977: hearings before the Subcommittee on Financial ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1977 - 1184 pages
...12b2 under the Exchange Act define an 'affiliate" of a specified person as "a person thai directly or indirectly through one or more intermediaries, controls,...is under common control with, the person specified" and a "subsidiary" of a specified person as "an affiliate controlled by such person directly or indirectly...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 426

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1975 - 1028 pages
...(d) of the [Securities Exchange] Act, shall have the respective meanings indicated in this rule: "(a) Affiliate. An 'affiliate' of, or a person 'affiliated'...is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,' 'controlled by* and 'under common...
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Securities and Exchange Commission Report to Congress on the Accounting ...

United States. Securities and Exchange Commission - Accountants - 1978 - 1210 pages
...Used In Regulation S-Xi (b) Affiliate - An "affiliate" of, or a person •affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. 16/ Accounting Research Bulletin No. 43, Chapter 1A, Paragraph 1, Rules Adopted by Membership, states...
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Performance Profiles of Major Energy Producers

Energy industries - 1995 - 208 pages
...working interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,...
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Private Real Estate Syndications

Michael Constas, Richard D. Harroch - Business & Economics - 1983 - 946 pages
...7866.) (b) Affiliate. An "affiliate" of, or person "affiliated" with a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate offering price. "Aggregate offering price" shall mean the sum of all cash, services,...
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Foreign Government and Foreign Investor Control of U.S. Banks ..., Volume 4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - Banks and banking - 1983 - 1010 pages
...application. 117.2 Definition». For purposes of this Supervisory Procedure: (a) affinate means any person that directly or indirectly, through one or...is under common control with the person specified; (b) bank-created holding company means a company, (1) formed by a banking institution which Is the...
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