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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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The Code of Federal Regulations of the United States of America

Administrative law - 1995
...reasons therefor shall be stated. (b) Affiliate. An affiliate of, or a person affiliated with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. (c) Amount. The term amount, when used in regard to securities, means the principal amount if relating...
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The Code of Federal Regulations of the United States of America

Administrative law - 1978
...therefor shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. (c) Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1996
...affiliate (whether referred to as an affiliate of, or a person affiliated with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (d) The term amount, when used with respect to securities, means the principal amount if relating to...
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The Code of Federal Regulations of the United States of America

Administrative law - 1983
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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The Code of Federal Regulations of the United States of America

Administrative law - 1971
...terms shall have the meanings indicated in this section unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...person that directly, or indirectly through one or more interor is under common control with, the person specified. (b) Bank holding company. The term...
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The Code of Federal Regulations of the United States of America

Administrative law - 1981
...sections 12, 13 or 15(d) of the act, shall have the respective meanings indicated in this rule: (a) Affiliate. An "affiliate" of, or a person "affiliated"...person that directly, or indirectly through one or more interme72 Chapter II — Securities and Exchange Commission diaries, controls, or is controlled...
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The Code of Federal Regulations of the United States of America

Administrative law - 2004
...to express such an opinion. (b) Affiliate. An affiliate of, or a person affiliated with, a specific person is a person that directly, or indirectly through...intermediaries, controls, or is controlled by, or is 210.1-02 under common control with, the person specified. (c) Amount. The term amount, when used...
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The Code of Federal Regulations of the United States of America

Administrative law - 2004
...and (d)(2) of this chapter, apply to the share purchase limitations at 563b.355 through 563b.395. Affiliate of, or a person affiliated with, a specified...person that directly or indirectly, through one or more intermediaries, controls, is controlled by, or is under common control with the specified person....
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The Code of Federal Regulations of the United States of America

Administrative law - 1988
...therefor shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...intermediaries, controls, or is controlled by, or 17 CFR Ch. II (4-1-88 Edition) is under common control with, the person specified. (c) Amount, The...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2001
...writer is: The issuer of the security which may be purchased or sold upon exercise of the option, or is a person that directly, or indirectly, through...intermediaries, controls, or is controlled by, or is under common control with such issuer; (2) The term underlying security means a security which relates...
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