 | United States. Securities and Exchange Commission - Securities - 1965 - 132 pages
...to section 12, 13 or 15 (d) of the Act, shall have the respective meanings indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. The term "amount,'' when used in regard to securities, means the principal amount if relating... | |
 | Administrative law - 1967 - 748 pages
...regulations. In addition, the following definitions apply, unless the context otherwise requires : (a) Affiliate. An "affiliate" of, or a person "affiliated"...Is under common control with, the person specified. (b) Amount. The term "amount", when used in regard to securities, means the principal amount if relating... | |
 | Administrative law - 1968 - 776 pages
...sections 12, 13 or 15 (d) of the act, shall have the respective meanings indicated in this rule: (a) Affiliate. An "affiliate" of, or a person "affiliated"...Is under common control with, the person specified. (b) Amount. The term "amount," when used in regard to securities, means the principal amount if relating... | |
 | Administrative law - 1970 - 662 pages
...terms shall have the meanings indicated In this section unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly... | |
 | Administrative law - 1998 - 728 pages
...following définitions apply, unless the context otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person. Is a person...is under common control with, the person specified. Amount. The term amount, when used In regard to securities, means the principal amount If relating-... | |
 | Missouri - Law - 1971 - 1120 pages
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 | Arkansas - Law - 1971 - 906 pages
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 | Montana - Law - 1971 - 1046 pages
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affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. 
