Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Books Books
" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
Full view - About this book

Legal Problems of Bank Regulation

Bank holding companies - 1974 - 650 pages
[ Sorry, this page's content is restricted ]
Snippet view - About this book

Regulated Carriers Financial Stability Act, Hearings Before the Surface ...

United States. Congress. Senate. Commerce Committee - 1974 - 240 pages
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person...
Full view - About this book

The 10b Series of Rules

Securities - 1974 - 272 pages
[ Sorry, this page's content is restricted ]
Snippet view - About this book

The Federal reporter. Second series, Volume 512

1975
[ Sorry, this page's content is restricted ]
Snippet view - About this book

Legal Opinions and Accountant Certifications, Volume 1

Accountants - 1975
[ Sorry, this page's content is restricted ]
Snippet view - About this book

Foreign Investment in the United States: Hearing Before the Subcommittee on ...

United States. Congress. House. Banking and Currency Committee - 1975 - 216 pages
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD...
Full view - About this book

Financial Institutions and the Nation's Economy (FINE): "discussion ...

United States. Congress. House. Committee on Banking, Currency and Housing. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banks and banking - 1976
...limitation does not pertain to any option granted or other equity security 7 The SEC defines "afflllnte" as "a person that directly, or Indirectly through one...controlled by. or Is under common control with, the person st'ccltied." (IT CPR 240.12h-2(a).] "Associate" Is defined to mean "(1) any corporation or organization...
Full view - About this book

Insurance Code Annotated, Issues 1140-10109

California - Insurance law - 1976
[ Sorry, this page's content is restricted ]
Snippet view - About this book

FOREIGN DIRECT INVESTMENT IN THE UNITED STATES VOLUME 7

1976
[ Sorry, this page's content is restricted ]
Snippet view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF