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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: 1949-1984 - Page 459
1969
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Legal Problems of Bank Regulation

Bank holding companies - 1974 - 662 pages
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Regulated Carriers Financial Stability Act, Hearings Before the Surface ...

United States. Congress. Senate. Committee on Commerce - 1974 - 280 pages
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person...
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The 10b Series of Rules

Securities - 1974 - 276 pages
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The Federal Reporter

Law reports, digests, etc - 1975 - 1924 pages
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Legal Opinions and Accountant Certifications, Volume 1

Accountants - 1975 - 492 pages
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Foreign Investment in the United States: Hearing Before the Subcommittee on ...

United States. Congress. House. Banking and Currency Committee - 1975 - 226 pages
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD...
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Financial Institutions and the Nation's Economy (FINE): "discussion ...

United States. Congress. House. Committee on Banking, Currency and Housing. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banks and banking - 1976 - 900 pages
...limitation does not pertain to any option granted or other equity security 7 The SEC defines "afflllnte" as "a person that directly, or Indirectly through one...controlled by. or Is under common control with, the person st'ccltied." (IT CPR 240.12h-2(a).] "Associate" Is defined to mean "(1) any corporation or organization...
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Insurance Code Annotated, Issues 1140-10109

California - Insurance law - 1976 - 1042 pages
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FOREIGN DIRECT INVESTMENT IN THE UNITED STATES VOLUME 7

1976 - 468 pages
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Insurance Code, Annotated, of the State of California: Adopted May 7, 1935 ...

California - Insurance law - 1976 - 972 pages
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