 | Mervin Evans - 2006 - 1149 pages
...investors. (b) Affiliate. An "affiliate" of, or person "affiliated" with, a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate offering price. "Aggregate offering price" shall mean the sum of all cash, services,... | |
 | Frederick D. Lipman, L.Keith Lipman - Business & Economics - 2006 - 288 pages
...a member of the board and any board committee.4 An affiliated person is defined by the SEC to mean "a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified."5 The SEC defines the term "control" consistent with other definitions of this term under... | |
 | Administrative law - 1968 - 516 pages
...1998, as amended, Title II, Division C, of Public Law 105-277; (c) Affiliate or Affiliated refers to a Person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is under common control with, the first Person. For the purposes of this definition the term "control"... | |
 | 1380 pages
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 | Susan L. Preston - Business & Economics - 2011 - 347 pages
...investors. (b) Affiliate. An "affiliate" of, or person "affiliated" with, a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate off ering price. "Aggregate offering price" shall mean the sum of all cash, services,... | |
 | Harding de C. Williams - Business & Economics - 2006 - 382 pages
...11. SEC, Notices [SRO Rule Approvals], 68 FR64154 (Nov. 12,2003). 12. 17 CFR § 240.10A-(3)(e)(8). as "a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified."13 (emphasis in original) SEC regulations provide that affiliates also include: • an executive... | |
 | Bruce F. Dravis - Business & Economics - 2007 - 206 pages
..."affiliated person" of the corporation or its subsidiaries.4 Under SEC's rules an "affiliate" of a company is "a person that directly, or indirectly through...intermediaries, controls, or is controlled by, or is under common control with, the company."5 Whether a director is deemed to "control" an issuer will... | |
 | United States. Interstate Commerce Commission - 1002 pages
...System, Inc. APPENDIX B Definitions of terms used in Form OP-F-200 item 7 (offering circular form): (1) Affiliate. — An "affiliate" of, or a person...securities means the principal amount if relating to evidence of indebtedness, the number of shares if relating to shares, and the number of units if relating... | |
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affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. 
