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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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The Audit Committee Handbook

Louis Braiotta, Jr. - Business & Economics - 2004 - 416 pages
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Accounting Desk Bk

Aspen Publishers - 2004
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Corporate Governance 2004: Preparing for the Next Wave of Disclosure & Board ...

Audit committees - 2004 - 1456 pages
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Understanding the Securities Laws, 2004

Corporation law - 2004 - 1296 pages
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Unternehmerisches Ermessen: zu den Aufgaben und Pflichten von Vorstand und ...

Andrea Lohse - Business & Economics - 2005 - 542 pages
...definiert: „We are defining affiliate of, or a person affiliated with, a specified person, to mean a person that directly or indirectly through one or...under common control with, the person specified." Dabei wird control verstanden als „the possession, direct or indirect, of the power to direct or...
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The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ...

Boston Institute of Finance - Study Aids - 2005 - 560 pages
...securities are being sold to the public. For the purposes of SEC Rule 144, an affiliate of an issuer is a person that directly or indirectly, through one...intermediaries, controls or is controlled by, or is under common control with such issuer. The term person, when used in reference to a person for whose...
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U.S. Regulation of Hedge Funds

Douglas L. Hammer, Carolyn S. Reiser, Geoffrey W. Haynes, Neil J. Koren - Law - 2005 - 405 pages
...(whether or not they are also Restricted Securities). Rule 144(a) defines an "affiliate" of an issuer as a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, an issuer.63 "Control" means "the possession, direct or indirect, of the...
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