 | United States. Congress. Senate. District of Columbia - 1972 - 166 pages
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of... | |
 | South Dakota - Law - 1972 - 448 pages
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 | Nebraska - Law - 1972 - 1618 pages
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 | United States. Securities and Exchange Commission - Securities - 502 pages
...nature and extent of such \l The term "affiliate" is used herein as defined in Rule 405, as follows: "An 'affiliate' of, or a person 'affiliated' with,...is under common control with, the person specified. ::cuiviENTS DL!ji,:iV.\:. JUL211335 UN.-. >?iTY OF participation varies substantially in different... | |
 | United States. Congress. House. District of Columbia Committee - 1973 - 106 pages
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)... | |
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affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. 
