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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: 1949-1984 - Page 459
1969
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Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - Investments, Foreign - 1984 - 580 pages
...following words have the meanings indicated. (B) "Affiliate", including the term "affiliated person", means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, a specified person. (C) "Associate", when used to indicate a relationship...
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SEC DOCKET. VOL. 37. NO. 1. DECEMBER 4, 1986.

SECURITY EXCHANGE COMMISSION - 1986 - 710 pages
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Structured Settlements and Periodic Payment Judgments

Daniel W. Hindert, Patrick J. Hindert, Joseph Julnes Dehner - Law - 2023 - 1914 pages
...the purposes of this Act: A. An "affiliate" of, or person "affiliated" with, a specific person, means a person that directly or indirectly through one or...is under common control with, the person specified. B. "Ancillary state" means any state other than a domiciliary state. C. "Commissioner" means the insurance...
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Small Business Informational Package

Small business investment companies - 1988 - 328 pages
...following definitions apply, unless the context otherwise requires: Affiliate. An "affiliate" of, or person "affiliated" with, a specified person, is a...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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International Corporate Finance Package

United States. Securities and Exchange Commission. Division of Corporation Finance - Business enterprises, Foreign - 1989 - 244 pages
...therefor shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. 96 (c) Amount. The term "amount," when used in regard to securities, means the principal amount if...
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Understanding Securities Law

Marc I. Steinberg - Disclosure of information - 1989 - 360 pages
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Insurance Company Regulation: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - Business & Economics - 1991 - 396 pages
...unleaa the context requires otherwise (a) An "affiliate" of. or person "affiliated" with, a specific person, is a person that directly, or indirectly through...is under common control with, the person specified. (W "Control" (including the terms "controlling", "con trolled by" and "under common control with")...
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The Legal Considerations in Business Financing: A Guide for Corporate Management

Alan S. Gutterman - Business & Economics - 1994 - 294 pages
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Performance Profiles of Major Energy Producers (1993)

DIANE Publishing Company - 1995 - 208 pages
...working interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,...
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