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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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License Agreements: Forms and Checklists

Gregory J. Battersby, Charles W. Grimes - Law - 2001
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Organizing, Financing, Growing, and Selling Businesses: Forms and Advice for ...

Fredric D. Tannenbaum - Business enterprises - 2002 - 1331 pages
...Agreement the following terms shall have the following respective meanings: "Affiliate" shall mean a Person that directly, or indirectly through one...is under common control with, the Person specified. "Articles" shall mean the Company's Amended and Restated Articles of Incorporation filed with the Secretary...
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Handbook of Reinsurance Law

Eugene Wollan - Law - 2002 - 500 pages
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Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - Law - 2002
...impose a "look-back" period.30 Rule 10A-3 considers a person "affiliated" when that person "directly, or indirectly through one or more intermediaries, controls,...controlled by, or is under common control with, the person specified."31 The term "control" is defined as "the possession, direct or indirect, of the power to...
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The Sarbanes-Oxley Deskbook, Volume 1

John T. Bostelman - Law - 2003 - 2995 pages
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Investment Company Determination Under the 1940 Act: Exemptions and Exceptions

Robert H. Rosenblum - Mutual funds - 2003 - 941 pages
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The Sarbanes-Oxley Deskbook, Volume 1

John T. Bostelman - Law - 2003 - 2995 pages
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PIPEs: A Guide to Private Investments in Public Equity

Steven Dresner, E. Kurt Kim - Business & Economics - 2003 - 368 pages
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Understanding the Securities Laws

Larry D. Soderquist - Law - 2003 - 400 pages
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