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" ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... "
To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ... - Page 137
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 208 pages
...contain an untrua statement of fact or omit a material fact, or be held to mean that the Conservator has in any way passed upon the merits of, or given approval to, any security, or any protective committee, protective committee agreement, or plan of reorganization. It shall be unlawful...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
...by the Commission in the administration of this act shall be construed to mean that the Commission has in any way passed upon the merits of, or given approval to, any declarant, declaration, or person filing the same, solicitor, solicitation, or plan, nor shall such...
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939
...action or failure to act by the Commission in the administration of this title means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action...
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Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 214 pages
...issuing or selling any security to represent or imply in any manner whatsoever * * ; that the Commission has in any way passed upon the merits of or given approval to any trustee, indenture or security. Senator ADAMS. Do you mind an interruption there? Mr. BUTTENWIESER....
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Federal Licensing of Corporations: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on the Judiciary - Corporations - 1937
...offense under the statute for any issuer or distributor of securities to represent that the Commission has in any way passed upon the merits of or given approval to a registered security. The Commission's power is limited to requiring that full and fair disclosure...
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Federal Licensing of Corporations: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on the Judiciary - Corporations - 1937
...offense under the statute for any issuer or distributor of securities to represent that the Commission has in any way passed upon the merits of or given approval to a registered security. The Commission's power is limited to requiring that full and fair disclosure...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
...action or failure to act by the Commission in the administration of this Act means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1938 - 92 pages
...action or failure to act by the Commission in the administration of this Act means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action...
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Decisions and Reports, Volume 20

United States. Securities and Exchange Commission - Securities - 1952
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to. such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any...
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Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 318 pages
...action or failure to act by toe Commission in the administration of this title means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indentare or security, or any transaction or transactions therein, or that any •neh action...
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