Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Books Books
" ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... "
To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ... - Page 137
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
Full view - About this book

Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Interstate commerce - 1939 - 206 pages
...action or failure to act by the Commission in the administration of this title means that the Commission has in any way passed upon the merits of, or given approval to, any trustee, indenture or security, or any transaction or transactions therein, or that any such action...
Full view - About this book

Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940
...stop order is not in effect with respect thereto shall be * • • held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security." See also S. Kept. No. 47, 73d Cong., 1st sess., p. 2: "It has been deemed essential...
Full view - About this book

United States Code: Containing the General and Permanent Laws of the United ...

United States - Law - 1953
...failure to act by the Commission in the administration of this subchapter means that the Commission a public interest, and that Federal regulation in matters relating trustee, indenture or security, or any transaction or transactions therein, or that any such action...
Full view - About this book

Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 2

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942
...nevertheless, solemnly assert, as required by law, that it is unlawful to represent that the Commission has in any way passed upon the merits of, or given approval to, the security. Now, that does confuse the public mind and the public mind does not find it easy to distinguish...
Full view - About this book

Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1645 pages
...nevertheless, solemnly assert, as required oy law, that it is unlawful to represent that the Commission has in any way passed upon the merits of, or given approval to, the security. Now, that does confuse the public mind and the public mind does not find it easy to distinguish...
Full view - About this book

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1964
...specifically ordered by the court, operate as a stay of the Commission s order. UNLAWFUL REPRESENTATIONS SEO. 26. No action or failure to act by the Commission or the Federal Keserve Board, in the administration of this title shall be construed to mean that the particular authority...
Full view - About this book

The Code of Federal Regulations of the United States of America

Administrative law - 1968
...offering under 230.651 to 230.656 shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, any securities of the issuer, has determined that the assessment or proposed assessment is necessary or...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1997
...of marginable OTC stocks or the list of foreign margin stocks is evidence that the Board or the SEC has in any way passed upon the merits of, or given approval to. such security or any transactions therein. Any statement in an advertisement or other similar communication...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1982
...Margin Stock. of OTC margin stocks is evidence that the Board or the Securities and Exchange Commission has in any way passed upon the merits of, or given approval to, such security or any transaction therein. Any statement in an advertisement or other similar communication...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998
...offering under 230.601 to 230.610a shall contain any language stating or Implying that the Commis-sion H I J K L M N O P Q R 4 guaranteed or recommended the securities offered or the terms of the offering or has determined that...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF