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" ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... "
To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ... - Page 137
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - Securities - 1955 - 45 pages
...specifically ordered by the court, operate as a stay of the Commission's order. UNLAWFUL REPRESENTATIONS SEC. 26. No action or failure to act by the Commission...Board, in the administration of this title shall be conptrued to mean that the particular authority has in any way passed upon the merits of, or given...
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Stock Market Study: Hearings Before the Committee on Banking and ..., Parts 2-3

United States. Congress. Senate. Committee on Banking and Currency - Proxy - 1955 - 1728 pages
...10-point modern type and at least 2 points leaded. " 'The Securities and Exchange Commission has not in any way passed upon the merits of, or given approval to, any matter described herein, nor has the Commission passed upon the accuracy or adequacy of this proxy...
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Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 786 pages
...any offering under this regulation shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, the securities offered or the terms of the offering or has determined that the securities are exempt...
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., Part 3

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1956
...10-point modern type and at least 2 points leaded. " 'The Securities and Exchange Commission has not in any way passed upon the merits of, or given approval to, any matter described herein, nor has the Commission passed upon the accuracy or adequacy of this proxy...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1958
...any offering under this regulation shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, guaranteed or recommended the securities offered or the terms of the offering or has determined that...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959
...ordered by the court, operate as a stay of the Commission's order. Unlawful Representations SECTION 26. No action or failure to act by the Commission...administration of this title shall be construed to SEC LEGISLATION i that the particular authority has in an; way passed upon the merits of, or given...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Stock exchanges - 1959 - 640 pages
...ordered by the court, operate as a stay of the Commission's order. Unlawful Representations SECTION 26. No action or failure to act by the Commission...administration of this title shall be construed to SEC LEGISLATION mean that the particular authority has in any way passed upon the merits of, or given...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 pages
...an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any...
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Briefing on the Investment Act ..., and Select Committee on Small Business ...

United States. Congress. Senate. Banking and Currency Committee - 1959 - 204 pages
...any offering under this regulation shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, guaranteed or recommended the securities offered or the terms of the offering or has determined that...
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Equity Capital and Small Business

Edward L. Anthony - Capital - 1960 - 78 pages
...been registered does not guarantee the accuracy of the disclosure made, or mean that the Commission has in any way passed upon the merits of, or given approval to, the securities. The law does, however, prohibit false and misleading statements under penalty of fine...
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