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" ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions... "
To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ... - Page 137
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
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Small Business Investment Act Amendments, 1959: Hearings Before Subcommittee ...

United States Congress. House. Banking and Currency Committee - 1960 - 219 pages
...statutory prospectus. The fact that securities have been registered does not mean that the Commission has in any way passed upon the merits of, or given approval to, the securities or has made any finding that the registration statement, prospectus or other sales material...
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Small Business Investment Act -- 1960, Hearings Before ... 86-2, Review of ...

United States. Congress. Senate. Select Committee on Small Business - 1960 - 428 pages
...statutory prospectus. The fact that securities have been registered does not mean that the Commission has in any way passed upon the merits of, or given approval to, the securities or has made any finding that the registration statement, prospectus, or other sales...
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Small Business Investment Act Amendments, 1959: Hearings Before Subcommittee ...

United States. Congress. House. Committee on Banking and Currency, United States. Congress. House. Committee on Banking and Currency. Subcommittee No. 3, United States. Congress. House. Committee on Banking and Housing - Development credit corporations - 1960 - 219 pages
...statutory prospectus. The fact that securities have been registered does not mean that the Commission has in any way passed upon the merits of, or given approval to, thp securities or has made any finding that the registration statement, prospectus or other sales material...
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General Rules and Regulations Under the Securities Act of 1933

United States. Securities and Exchange Commission - Securities - 1963
...any offering under this regulation shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, the securities offered or the terms of the offering or has determined that the securities are exempt...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 pages
...any offering under this regulation shall contain any language stating or implying that the Commission has in any way passed upon the merits of, •or given approval to, guaranteed or recommended the securities offered or the terms of the offering or has determined that...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 470 pages
...part." dered by the court, operate as a stay of the Commission's order. Unlawful Representations SECTION 26. No action or failure to act by the Commission or the Board of Governors of the Federal Reserve System, in the administration of this title shall be construed...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964
...offering under §§230.251 to 230.262 shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, the securities offered or the terms of the offering or has determined that the securities are exempt...
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Interstate Land Before a Subcommittee of ..., 89-2 on S.2672, June 21, 22 ...

United States. Congress. Senate. Banking and Currency Commiittee - 1966 - 515 pages
...untrue statement of fact or omit to state a material fact, or he held to mean that the Commission 1ms in any way passed upon the merits of, or given approval to. such Ħmrrots. lots, or parcels. It shall he unlawful to make, or cause to he made, to nny prospective...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967
...offering under §§ 230.251 to 230.262 shall contain any language stating or implying that the Commission has in any way passed upon the merits of, or given approval to, the securities offered or the terms of the offering or has determined that the securities are exempt...
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Basic Laws and Authorities on Housing and Urban Development ..., Volumes 81-969

United States - City planning and redevelopment law - 1969 - 952 pages
...Secretary that the statement of record is true and accurate on its face, or be held to mean the Secretary has in any way passed upon the merits of, or given approval to, such subdivision. It shall be unlawful to make, or cause to be made, to any prospective purchaser any...
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