 | United States. Congress. Senate. Select Committee on Ethics - Bank failures - 1991 - 1260 pages
...or voting-trust certificate; oc in general, any interest or instrument commonly known as an equity security; or any certificate of interest or participation...for, guarantee of, or warrant or right to subscribe or purchase, any of the foregoing; ox any debt security convertible, with or without consideration... | |
 | United States. Congress. Senate. Select Committee on Ethics - Conflict of interests - 1991 - 1236 pages
...or voting-trust certificate; or in general, any interest or Instruaent commonly known as an equity security; or any certificate of interest or participation'...for, guarantee) of, or warrant or right to subscribe or purchase, any of the foregoing; or any debt security convertible, with or without consideration.... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - Business & Economics - 1993 - 656 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,... | |
 | Administrative law - 1995 - 578 pages
...certificate or subscription, transferable share, investment contract, votingtrust certificate, certifícate of deposit for a security, fractional undivided interest...guarantee of, or warrant or right to subscribe to or purchase any of the foregroingr. (b) A person filing a Statement of Production under §256.41 of this... | |
 | Dennis J. Block, Michael A. Epstein - Law - 1999 - 2315 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The Supreme Court has ruled that the definitions of "security" under... | |
 | Ismail Dalla - Business & Economics - 1995 - 172 pages
...straddle, option, or privilege entered into on a national securities exchange related to foreign currency, or, in general, any interest or instrument commonly...receipt for. guarantee of, or warrant or right to purchase, any of the foregoing. " 4 Securities Markets in Japan, Chapter XIV, Securities Administration.... | |
 | United States - Securities - 1997 - 776 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (37) "Separate account" means an account established and maintained... | |
 | Robert J. Schwartz, Clifford W. Smith - Business & Economics - 1997 - 766 pages
...to foreign currency, or, in general, any interest or instrument commonly known as a 'security,' or a certificate of interest or participation in. temporary...guarantee of. or warrant or right to subscribe to or purchase, any of the foregoing ." The court noted the Supreme Court's guidance to the effect that the... | |
 | Michael Himick, Sylvie Bouriaux - Business & Economics - 1998 - 222 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." and Securitization Commissioners (NAIC)^ Investments of Insurers Model... | |
 | Claus Luttermann - Business & Economics - 1998 - 640 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or in general, any interest or instrument commonly...receipt for, guarantee of, or warrant or right to subsctibe to or purchase, any of the foregoing." In der ohnehin weiten Definition fällt zunächst... | |
| |
security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... 
