 | Administrative law - 1999 - 524 pages
...preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general, any interest or Instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing, except that a security shall not include an account insured, in whole... | |
 | Administrative law - 1989 - 700 pages
...preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing, except that a "security" shall not include an insured account. [47... | |
 | Administrative law - 2002 - 556 pages
...straddle, option, or privilege entered into a national securities exchange relating to foreign currency; any interest or instrument commonly known as a "security";...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. Significant or Substantial foreign agreement (also referred to in this... | |
 | Administrative law - 2002 - 656 pages
...as a "security" or any certificate of interest or participation in. temporary or interim :ertificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under §256.41 of this... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 pages
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or... | |
 | United States - Securities - 1955 - 54 pages
...Paragraph (1) of section 2 of the Securities Act of 1933 is amended to read as follows : "(1) The term 'security' means any note, stock, treasury stock,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows... | |
 | United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Securities - 1959 - 660 pages
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1959 - 774 pages
...can be examined to see the sort of regulation that Congress was deferring to in the Acts. 6 ". . . any note, stock, treasury stock, bond, debenture,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Securities Act §2(1), 15 USC §77(b)(l). SEC v. VARIABLE ANNUITY... | |
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security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... 
