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" security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
The Code of Federal Regulations of the United States of America - Page 7
1972
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District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - Securities - 1964 - 148 pages
...insurance company pursuant to section 41 of chapter III of the Life Insurance Act (DC Code, sec. 35-541) ; or, in general, any interest or instrument commonly...guarantee of. or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does not include any insurance or endowment policy or annuity...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - Securities - 1964 - 182 pages
...an oil, gas, or mining title or lease or in payments out of production under such a title or lease: or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 'Security' does not include any insurance or endowment policy or annuity...
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Hearings

United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 pages
...an oil, gas, or mining title or lease or in payments out of production under such a title or lease : or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 'Security' does not include any insurance or endowment policy or annuity...
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District of Columbia Securities Act: Hearings...88-2...March 5, 19, and ...

United States. Congress. Senate. District of Columbia - 1964 - 140 pages
...insurance company pursuant to section 41 of chapter III of the Life Insurance Act (DC Code, sec. 35-541) ; or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does not include any insurance or endowment policy or annuity...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - Legislative hearings - 1964 - 414 pages
...an oil. gas, or mining title or lease or in payments out of production under such a title or lease ; or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does not include any insurance or endowment policy or annuity...
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Commodity Futures Trading Commission Oversight: Hearing Before a ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1982 - 1500 pages
...a 'security,1 or any certificate of interest or participation in, temporary or interim certificates for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. Section 2(1) of the Securities Act of 1933, 15 OSC 77(b)(l). See also...
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Securities Regulation in Japan: Problems and Recommendations for Feasible ...

Misao Tatsuta - Social Science - 2018 - 534 pages
...Securities Act of 1933, Sec. 2(1), 15 USCA §77b(l). As amended in 1934, the term "security" is defined as "any note, stock, treasury stock, bond, debenture,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." 5. See HR Rep. No. 85, 63d Cong., 1st Sess. (1933) 1 1 ; 1 L. Loss,...
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Private Real Estate Syndications

Michael Constas, Richard D. Harroch - Business & Economics - 1983 - 946 pages
...debenture, evidence of indebtedness, certificate of interest or participation in any profitssharing agreement, collateral-trust certificate, preorganization...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." 1 In Williamson v. Tucker, 645 F.2d 404 (5th Cir.), cert, denied 454...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - Investments - 1985 - 510 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (37) "Separate account" means an account established and maintained...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - Securities - 1988 - 560 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,...
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