 underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  Decisions and Reports - Page 22by United States. Securities and Exchange Commission - 1949Full view - About this book
 | Antitrust law - 1950 - 440 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...has purchased from an issuer with a view to, or "offers or" * sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...with a view to, or "offers or" • sells for an issuer in connection with, the distribution of an; security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 550 pages
...has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1965 - 264 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Tax Court - Taxation - 1979 - 1352 pages
...registration requirement of section 5. "Underwriter" is defined in section 2(11), 15 USC sec. 77b (11) (1976), as "any person who has purchased from an issuer with...or indirect participation in any such undertaking." For the purpose of section 2(11), the term "issuer" includes, in addition to an issuer, "any person... | |
 | United States. Tax Court - Taxation - 1978 - 1134 pages
...who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - Securities - 1974 - 36 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Commerce - 1974 - 280 pages
...who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking.... | |
| |
