 underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  Decisions and Reports - Page 22by United States. Securities and Exchange Commission - 1949Full view - About this book
 | United States - Law - 1953 - 1692 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection With, ure. ยง 1117. Same; recovery for violation of rights;...damages and costs. When a violation of any right of t or participates or has a participation in the direct or Indirect underwriting of any such undertaking;... | |
 | Administrative law - 1998 - 784 pages
...who has purchased from an Issuer with a view to, or offers or sells for an Issuer in connection with, ing to the compensation of such persons. (2) For or participates or has a participation in the direct or indirect underwriting of any such undertaking.... | |
 | Administrative law - 1979 - 1804 pages
...who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates,...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking.... | |
 | Administrative law - 1978 - 1252 pages
...who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates,...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking.... | |
 | Administrative law - 1989 - 820 pages
...purchased from an applicant with a view to, or offers or sells for an applicant in connection with, the distribution of any security, or participates or has a direct or indirect participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person... | |
 | Administrative law - 1989 - 700 pages
...purchased from an applicant with a view to, or offers or sells for an applicant in connection with, the distribution of any security, or participates or has a direct or indirect participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person... | |
 | Administrative law - 1999 - 524 pages
...purchased from an applicant with a view to, or offers or sells for an applicant in connection with, the distribution of any security, or participates or has a direct or indirect participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person... | |
 | Administrative law - 1996 - 888 pages
...offers or sells for an issuer of municipal securities in connection with, the offering of any municipal security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
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