Hidden fields
Books Books
" ... (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this... "
The Code of Federal Regulations of the United States of America - Page 78
1972
Full view - About this book

District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - Securities - 1964 - 148 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged, or is about to engage, in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
Full view - About this book

Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - Securities - 1964 - 182 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
Full view - About this book

Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - Legislative hearings - 1964 - 414 pages
...counsel. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
Full view - About this book

Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. Committee on the District of Columbia - 1964 - 174 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
Full view - About this book

Regulate the Transportation, Sale, and Handling of Dogs and Cats Used for ...

United States. Congress. House. Committee on Agriculture. Subcommittee on Livestock and Grains - Animal welfare - 1966 - 250 pages
...forfeitures. SEC. 15. Whenever it shall appear to the Secretary that any person has engaged, is engaging, or is about to engage in any act or practice constituting a violation of any provision of this Act, or any rule, regulation, or order thereunder, the Secretary may notify the...
Full view - About this book

Animal Dealer Regulation, Hearings... 89-2, on S. 2322, S. 3059, S. 3138 ...

United States. Congress. Senate. Commerce - 1966 - 344 pages
...forfeitures. SEC. 15. Whenever it shall appear to the Secretary that any person has engaged, is engaging, or is about to engage in any act or practice constituting a violation of any provision of this Act, or any rule, regulation, or order thereunder, the Secretary may notify the...
Full view - About this book

Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 136 pages
...within five years of the commencement of the action, [of gross misconduct or gross abuse of trust] or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment company for which such person so serves...
Full view - About this book

Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 132 pages
...within five years of the commencement of the action, [of gross misconduct or gross abuse of trust] or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment company for which such person so serves...
Full view - About this book

Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1968 - 1288 pages
...or more of the following capacities has engaged within five years of the commencement of the nction or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment compimy for which such person so serves...
Full view - About this book

Investment Company Act Amendments of 1967: Bank and Insurance Company ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - Bank investments - 1968 - 192 pages
...or more of the following capacities has engaged within five years of the commencement of the action or is about to engage in any act or practice constituting a broach of fiduciary duty in respect of any registered investment company for which such person so serves...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF