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" ... (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 76
1972
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District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia, United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - Securities - 1964 - 131 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged, or is about to engage, in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - Securities - 1964 - 165 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - Legislative hearings - 1964
...counsel. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. District of Columbia - 1964 - 165 pages
...testifying. INJUNCTIONS SEC. 12. Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of this Act or any rule or order hereunder, it may in its discretion bring an action in the United States District...
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Regulate the Transportation, Sale, and Handling of Dogs and Cats Used for ...

United States. Congress. House. Committee on Agriculture. Subcommittee on Livestock and Grains - Animal welfare - 1966 - 229 pages
...forfeitures. SEC. 15. Whenever it shall appear to the Secretary that any person has engaged, is engaging, or is about to engage in any act or practice constituting a violation of any provision of this Act, or any rule, regulation, or order thereunder, the Secretary may notify the...
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Animal Dealer Regulation, Hearings... 89-2, on S. 2322, S. 3059, S. 3138 ...

United States. Congress. Senate. Commerce - 1966 - 329 pages
...forfeitures. SEC. 15. Whenever it shall appear to the Secretary that any person has engaged, is engaging, or is about to engage in any act or practice constituting a violation of any provision of this Act, or any rule, regulation, or order thereunder, the Secretary may notify the...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 117 pages
...within five years of the commencement of the action, [of gross misconduct or gross abuse of trust] or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment company for which such person so serves...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 117 pages
...within five years of the commencement of the action, [of gross misconduct or gross abuse of trust] or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment company for which such person so serves...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1968
...or more of the following capacities has engaged within five years of the commencement of the nction or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment compimy for which such person so serves...
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Investment Company Act Amendments of 1967: Bank and Insurance Company ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - Bank investments - 1968 - 169 pages
...or more of the following capacities has engaged within five years of the commencement of the action or is about to engage in any act or practice constituting a broach of fiduciary duty in respect of any registered investment company for which such person so serves...
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