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" ... (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 76
1972
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Investment Company Act Amendments of 1967, Bank and Insurance Company ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 167 pages
...or more of the following capacities has engaged within five years of the commencement of the action or is about to engage in any act or practice constituting a breach of fiduciary duty in respect of any registered investment company for which such person so serves...
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Wisconsin Session Laws, Volume 1

Wisconsin - Law - 1969
...testifying. 551.57 INJUNCTIONS. Whenever it appears to the commissioner that any person has engaged or is about to engage in any act or practice constituting a violation of this chapter or any rule or order hereunder, he may bring an action in the name of the state in the circuit...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 127 pages
...gross misconduct or gross abuse of trust] engaged within five years of the commencement of the action or is about to engage in any act or practice constituting a breach of fiduciary duty involving personal misconduct in respect of any registered investment company...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1972
...who willfully violates any provision of this part or any order issued thereunder shall be subject to a fine of not more than $5,000 for each violation....thereunder, the Commission may request the Attorney General of the United States to bring an action in the appropriate district court of the United States to enjoin...
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Congressional Serial Set

United States - 1971
..."Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or is about to engage in any acts or practices constituting a violation of any order or regulation under this title, such person...
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Stemming Inflation: The Office of Emergency Preparedness and the 90-day Freeze

United States. Office of Emergency Preparedness, Harry Beller Yoshpe - Wage-price policy - 1972 - 277 pages
..."Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or is about to engage in any acts or practices constituting a violation of any order or regulation under this title, such person...
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Controls Or Competition: Hearings Before the Subcommittee on Antitrust and ...

United States. Congress. Senate. Judiciary - 1972 - 313 pages
..."Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or is about to engage in any acts or practices constituting a violation of any order or regulation under this title, such person...
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The Code of Federal Regulations of the United States of America

Administrative law - 1972
...Stabilization Regulations, 6 CFR 401.502(c), 37 FR 1015 (January 21, 1972) , if it can be shown that an individual or organization has engaged, is engaged, or is about to engage in any acts or practices that constitute a violation of the regulations. It constitutes a violation for...
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The Code of Federal Regulations of the United States of America

Administrative law - 1973
...$2,500 for each violation. 201.44 Injunctions and other relief. Whenever it appears to the Pay Board that any individual or organization has engaged, is...in any act or practice constituting a violation of the regulations in this chapter or any other order issued thereunder, the Board may request the Attorney...
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Hearings, Reports and Prints of the House Committee on Rules

United States. Congress. House. Committee on Rules - Legislative hearings - 1973
..."Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or is about to engage in any acts or practices constituting: violation of any order or regulation under this title, such...
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