| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 pages
...public interest, any person from serving or acting as an employee, officer, director, member of am advisory board, investment adviser or depositor of,...circumstances under which it was made false or misleading with restpect to any material fact, or has omitted to state in any such registration statement, application,... | |
| United States. Congress. Senate. Committee on Banking and Currency - Investment advisors - 1969 - 514 pages
...registration statement, application or report filed 13 with the Commission under this title any statement 14 which was at the time and in the light of the circumstances under which it was made false or misleading 16 with respect to any material fact, or has omitted to 17 state in any such registration statement,... | |
| United States. Securities and Exchange Commission - Securities - 1974 - 36 pages
...Public Law 91-547, lec. 24 (c), 84 Stat. 1481. Sec. 20S(e)(l) SECURITIES AND EXCHANGE COMMISSION merit which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
| United States - Corporation law - 1981 - 548 pages
...Commission under this title, or in any proceeding before the Commission with respect to registration, any statement which was at the time and in the light...material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. "(B) has been conjvicted... | |
| United States. Securities and Exchange Commission - Banking law - 1977 - 630 pages
...Commission under this title, or in any proceeding before the Commission with respect to registration, any statement which was at the time and in the light...with respect to any material fact, or has omitted (footnote continued on next page) - 122 federal securities laws and the rules thereunder. Upon such... | |
| United States - Investments - 1977 - 40 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
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