| United States. Congress. House. Interstate and Foreign Commerce - 1960 - 290 pages
...authorizeincorporation by reference of any information required to be filed with the Commission under this act, the Securities Act of 1933, or the Securities Exchange Act of 1934. Section 22(a) : The Commission may determine what information filed with it may be disclosed to the... | |
| United States. Congress. Senate. Armed Services - 1962 - 126 pages
...companies file periodic reports and statements with the Securities and Exchange Commission, under either the Securities Act of 1933 or the Securities Exchange Act of 1934. These reports generally require a disclosure of material changes in the nature of a company's business... | |
| Administrative law - 1963 - 370 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933 or the Securities Exchange Act of 19",4. As to such companies, however, balances as per accounts may be taken as of the close of the... | |
| United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 550 pages
...engaging in any act or practice in connection with securities transactions, or has willingly violated the Securities Act of 1933 or the Securities Exchange Act of 1934. Section 15A of the Securities Exchange Act provides for the registration with the Commission of national... | |
| Administrative law - 1964 - 574 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933 or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the moet recent... | |
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