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" ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 13
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Independant Regulatory Commissions. Staff Report

United States. Congress. House. Interstate and Foreign Commerce - 1960 - 290 pages
...authorizeincorporation by reference of any information required to be filed with the Commission under this act, the Securities Act of 1933, or the Securities Exchange Act of 1934. Section 22(a) : The Commission may determine what information filed with it may be disclosed to the...
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Independent Regulatory Commissions: Staff Report to the Special Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Independent regulatory commissions - 1960 - 284 pages
...authorizeincorporatiOD by reference of any information required to be filed with the Commission under this act, the Securities Act of 1933, or the Securities Exchange Act of 1934. Section 22(a) : The Commission may determine what information filed with it may be disclosed to the...
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Independent Regulatory Agencies Legislation: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Administrative agencies - 1960 - 932 pages
...Incorporation by reference of any Information required to be filed with the Commission under this Act, the Securities Act of 1933 or the Securities Exchange Act of 1934. Section 22 (a); The Commission may determine what Information filed with it may be disclosed to the...
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Amending Armed Services Procurement Act, Hearings ... 87-2 ... July 19 ...

United States. Congress. Senate. Armed Services - 1962 - 126 pages
...companies file periodic reports and statements with the Securities and Exchange Commission, under either the Securities Act of 1933 or the Securities Exchange Act of 1934. These reports generally require a disclosure of material changes in the nature of a company's business...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1963 - 370 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933 or the Securities Exchange Act of 19",4. As to such companies, however, balances as per accounts may be taken as of the close of the...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 550 pages
...engaging in any act or practice in connection with securities transactions, or has willingly violated the Securities Act of 1933 or the Securities Exchange Act of 1934. Section 15A of the Securities Exchange Act provides for the registration with the Commission of national...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964 - 574 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933 or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the moet recent...
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - Brokers - 1964 - 1624 pages
...the appropriate part of appliif applicable: 2 (c). CONTROL. If, in any registration statement filed under the Securities Act of 1933 or the Securities Exchange Act of 1934. the applicant has stated that any corporation, individual, or other entity possesses, directly or indirectly,...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 136 pages
...has aided, abetted, counseled, commanded, induced, o: procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - Mutual funds - 1967 - 132 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter...
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