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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 210
1964
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The Code of Federal Regulations of the United States of America

Administrative law - 1971 - 592 pages
...an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary...
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The Code of Federal Regulations of the United States of America

Administrative law - 1970 - 548 pages
...an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary...
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The Code of Federal Regulations of the United States of America

Administrative law - 1968 - 634 pages
...an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or...
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The Code of Federal Regulations of the United States of America

Administrative law - 1970 - 548 pages
...an "equity security". The term "equity security" Is denned by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or...
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The Code of Federal Regulations of the United States of America

Administrative law - 1971 - 600 pages
...an "equity security". The term "equity security" is defined by section 3 (a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or...
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Hearings, Reports and Prints of the Senate Committee on Appropriations

United States. Congress. Senate. Committee on Appropriations - Finance, Public - 1966 - 1408 pages
...July 1, 1966. by 500 persons. Section 3(aHll) of the Exchange Act defines "equity security" to mean any stock or similar security ; or any security convertible,...purchase such a security: or any such warrant or right. The term "class" is defined in section 12 (g) (5) to include all securities of an issuer which are...
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The Code of Federal Regulations of the United States of America

Administrative law - 1973 - 696 pages
...an "equity security". The term "equity security" iB defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary...
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The Code of Federal Regulations of the United States of America

Administrative law - 1969 - 524 pages
...an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...or purchase such a security; or any such warrant or light; or any other security which the (Board) shall deem to be of similar nature and consider necessary...
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The Code of Federal Regulations of the United States of America

Administrative law - 1999 - 1106 pages
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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The Code of Federal Regulations of the United States of America

Administrative law - 1973 - 750 pages
...an "equity security". The term "equity security" Is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...warrant or right to subscribe to or purchase such a (ecurlty; or any such warrant or right; or any other security which the (Board) shall deem to be of...
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