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" No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 471
1969
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., Part 3

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1956 - 424 pages
...:) Rule X-HA-9. False or Misleading Statements No solicitation subject to this regulation shall he made by means of any proxy statement, form of proxy,...meeting, or other communication written •or oral, contaning any statement which at the time and in the light of the circumstances under which it is made,...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Part 1

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1957 - 172 pages
...the statutory standard, expressed in the rules,1* that no solicitation shall be made which contains any statement which, at the time and in the light...respect to any material fact or which omits to state a material fact necessary to make statements made not false or misleading. Finally, let me say a word...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Part 1

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1957 - 176 pages
...statutory standard, expressed in the rules,18 that no solicitation shall be made which contains anv statement which, at the time and in the light of the...respect to any material fact or which omits to state a material fact necessary to make statements made not false or misleading. Finally, let me say a word...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - Securities - 1938 - 168 pages
...Feb. 15, 1968.) Rule 14e-& False or Misleading Statements (a) No information statement shall contain any statement which, at the time and in the light...is made, is false or misleading with respect to any material f act, or which omita to state any material fact necessary in order to make the statements...
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Some Legal Aspects of United States Savings Bonds ...

United States. U.S. Savings Bonds Division - Bonds - 1965 - 486 pages
...judgment. Therefore, Rule 14a-9 of the SEC Proxy Rules formally states that "no solicitation . . . shall be made by means of any proxy statement, form...is made, is false or misleading with respect to any material fact ..." Furthermore, proxy material which ( 1 ) makes predictions as to specific future...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 396

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1970 - 1044 pages
...of Commission rules, and SEC Rule 14a-9 prohibits solicitations "containing any statement which "... is false or misleading with respect to any material...make the statements therein not false or misleading . . . ." Use of a solicitation that is materially misleading is itself a violation of law, as the Court...
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Legal Fees: Hearings Before the Subcommittee on Representation of Citizen ...

United States. Congress. Senate. Committee on the Judiciary, United States. Congress. Senate. Judiciary Committee - 1974 - 1072 pages
...of Commission rules, and SEC Rule 14a-9 prohibits solicitations "containing any statement which ... is false or misleading with respect to any material...make the statements therein not false or misleading . . . ." Use of a solicitation that is materially misleading is itself a violation of law, as the Court...
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Effectiveness of Federal Agencies' Enforcement of Laws and Policies Against ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - Arab countries - 1976 - 198 pages
...«s Rule 40S above. Rule 14a-9(a) provides: "No solicitation subject to this regulation shall be mude by means of any proxy statement. form of proxy. notice...containing any statement which. at the time and in light of the circumstances under which It Is made. Is false or misleading with respect to any material...
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Effectiveness of Federal Agencies' Enforcement of Laws and Policies Against ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - Arab countries - 1976 - 190 pages
...the same as Rule 408 above. Rule 14a— 9(a) provides: "No solicitation subject to this regulation shall be made by means of any proxy statement, form...of proxy, notice of meeting or other communication, writteü or oral, containing any statement which, at the time and in light of the circumstances under...
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Matters Relating to T. Bertram Lance: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Governmental Affairs - Conflict of interests - 1977 - 174 pages
...containing the information specified in l2 CFR ll.5 and ll.5l; B. Using any proxy statement, information statement, form of proxy, notice of meeting or other...the circumstances under which it is made, is false and misleading with respect to any material fact, or which - 4. omits to state any material fact necessary...
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