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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - Investments, Foreign - 1984
...following words have the meanings indicated. (B) "Affiliate", including the term "affiliated person", means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, a specified person. (C) "Associate", when used to indicate a relationship...
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SEC DOCKET. VOL. 37. NO. 1. DECEMBER 4, 1986.

SECURITY EXCHANGE COMMISSION - 1986
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Structured Settlements and Periodic Payment Judgments

Daniel W. Hindert, Patrick J. Hindert, Joseph Julnes Dehner - Law - 2021 - 1420 pages
...the purposes of this Act: A. An "affiliate" of, or person "affiliated" with, a specific person, means a person that directly or indirectly through one or...is under common control with, the person specified. B. "Ancillary state" means any state other than a domiciliary state. C. "Commissioner" means the insurance...
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Small Business Informational Package

Small business investment companies - 1988 - 315 pages
...following definitions apply, unless the context otherwise requires: Affiliate. An "affiliate" of, or person "affiliated" with, a specified person, is a...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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International Corporate Finance Package

United States. Securities and Exchange Commission. Division of Corporation Finance - Business enterprises, Foreign - 1989 - 231 pages
...therefor shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. 96 (c) Amount. The term "amount," when used in regard to securities, means the principal amount if...
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Understanding Securities Law

Marc I. Steinberg - Disclosure of information - 1989 - 289 pages
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Insurance Company Regulation: Hearing Before the Subcommittee on ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - Bankruptcy - 1991 - 379 pages
...unleaa the context requires otherwise (a) An "affiliate" of. or person "affiliated" with, a specific person, is a person that directly, or indirectly through...is under common control with, the person specified. (W "Control" (including the terms "controlling", "con trolled by" and "under common control with")...
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The Legal Considerations in Business Financing: A Guide for Corporate Management

Alan S. Gutterman - Business & Economics - 1994 - 279 pages
...limitations of Regulation D. 2. Definition of "Affiliate" The rule defines an affiliate of the issuer as "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer."8 The SEC staff has determined that the following individuals...
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Performance Profiles of Major Energy Producers (1993)

DIANE Publishing Company - 1995 - 189 pages
...working interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,...
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