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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Small Business - Small business investment companies - 1963 - 130 pages
...to section 12, 13, or 15(d) of the Act, shall have the respective meanings indicated in this rule : Affiliate. — An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. — The term "amount," when used in regard to securities, means the principal amount if relating...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 pages
...13, or 15 (d) of the Act, shall have the respective meanings indicated in this rule: Affiliate.—An "affiliate" of, or a person "affiliated" with, a specified...is under common control with, the person specified. Associate.—The term "associate" used to indicate a relationship with any person, means (1) any corporation...
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Mutual Funds -- Legal Pickpockets?

Dean Palance - Mutual funds - 1963 - 334 pages
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964
...section 12, 13 or 15 (d) of the act, shall have the respective meanings indicated in this section: (a) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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Interstate Commerce Act Amendments: Hearings, Eighty-ninth Congress, First ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - Freight forwarders - 1965 - 316 pages
...rent, or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...intermediaries, controls, or is controlled by or is tMder common control with, the person specified. (25) The term "control" (including the terms "oontrollmg",...
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Hearings

United States. Congress. Senate. Committee on Commerce - 1965
...rent, or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...or more intermediaries, controls, or is controlled l>y or is ifn-dcr common control with, the person specified. (25) The term "control" (including the...
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Interstate Commerce Act Amendments, Hearings Before the Surface ...

United States. Congress. Senate. Commerce - 1965 - 316 pages
.... or bailment, or in furtherance of any commercial enterprise of such person or its affiliate. (24) An "affiliate" of, or a person "affiliated" with,...through one or more intermediaries, controls, or is cotitrolled by or is ufnder common control with, the person specified. (25) The term "control" (including...
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Discrimination Against Members of Farmer Cooperatives: Hearings ..., Part 1

United States. Congress. Senate. Committee on Agriculture and Forestry. Subcommittee on Agricultural Research and General Legislation - Agriculture, Cooperative - 1966 - 226 pages
...through the same parent organization. The Securities and Exchange Commission defines an "affiliate" as a person that directly or indirectly through one or...intermediaries, controls or is controlled by, or is under common control, with another person. It may be the equivalent of merger or something just short...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967
...terms shall have the meanings indicated in this section unless tne context otherwise requires: Ca) Affiliate. An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly...
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Manual for Corporation Officers: The Law, Procedures, and Forms

Corporation law - 1967 - 842 pages
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