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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 457
1975
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1978
...securities of, or claims against, the debtor. (3) Affiliate. The term "affiliate" of a person means a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is under common control with such person. (4) Material The term "material" when used to modify "relationship"...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1994
...writer is: The issuer of the security which may be purchased or sold upon exercise of the option, or is a person that directly, or indirectly, through...intermediaries, controls, or is controlled by, or IB under common control with such Issuer; (2) The term underlying security means a security which relates...
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Study of Securities and Exchange Commission: Hearings Before a ..., Parts 1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1224 pages
...shall have the meanings indicated in this rule unless the context otherwise requires: Affiliate.—An "affiliate" of, or a person "affiliated" with, a specified...is under common control with, the person specified. Bank holding company.—The term "bank holding company" means a person which is engaged, either directly...
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West's Annotated California Codes, Volume 42, Part 1

California - Law - 1954
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Deering's California Codes

California - Law - 1954
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Antitrust Bulletin, Volume 34

Antitrust law - 1989
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Boston Bar Journal, Volume 17

Bar associations - 1973
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Securities Regulation, Volume 2

Louis Loss - Securities - 1961 - 2199 pages
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General Rules and Regulations Under the Securities Act of 1933

United States. Securities and Exchange Commission - Securities - 1963
...and Regulations. In addition, the following definitions apply, unless the context otherwise requires: Affiliate.— An "affiliate" of, or a person "affiliated"...is under common control with, the person specified. Amount. — The term "amount," when used in regard to securities, means the principal amount if relating...
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