 | United States - Law - 2000 - 1216 pages
...following definitions shall apply: (A) Affiliate of the issuer The term "affiliate of the issuer" means a person that directly or indirectly, through one...Intermediaries, controls or Is controlled by or is under common control with, the issuer. (B) Covered class action Page 403 TITLE 15— COMMERCE AND TRADE... | |
 | Administrative law - 1997 - 714 pages
...following definitions apply, unless the context otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person, is a person...is under common control with, the person specified. Amount. The term amount, when used in regard to securities, means the principal amount if relating... | |
 | Administrative law - 1977 - 958 pages
...regulations. In addition, the following definitions apply, unless the context otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated"...Intermediaries, controls, or Is controlled by, or la under common control with, the person specified. (b) Amount. The term "amount", when used In regard... | |
 | Administrative law - 1998 - 784 pages
...therefor shall be stated. (b) Affiliate. An affiliate of, or a per-son affiliated with, a specific ccor (c) Amount. The term amount, when used In regard to securities, means the principal amount if relating... | |
 | Administrative law - 1995 - 764 pages
...reasons therefor shall be stated. (b) Affiliate. An affiliate of, or a person affiliated with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. (c) Amount. The term amount, when used in regard to securities, means the principal amount if relating... | |
 | Administrative law - 1978 - 1130 pages
...therefor shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through...is under common control with, the person specified. (c) Amount. The term "amount," when used in regard to securities, means the principal amount if relating... | |
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affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. 
