Hidden fields
Books Books
" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 214
1997
Full view - About this book

Portals and Related Matters, Evidence Warranting Further Action by ..., Volume 4

House & Home - 1999 - 348 pages
...in question, any other Person controlling, controlled by or under common control with such Person. "Control" (including the terms "controlling," "controlled...direct or indirect, of the power to direct or cause the direction of the management and policies of aTerson, whether through the ownership of voting securities,...
Full view - About this book

H.R. 4585--The Medical Financial Privacy Protection Act: Hearing ..., Volume 4

United States. Congress. House. Committee on Banking and Financial Services - Business & Economics - 2000 - 240 pages
...(3) Furnishes consumer reports to other persons. H. "Control," including the terms "controlled by" or "under common control with," means the possession,...a person, whether through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagemem services, or otherwise,...
Full view - About this book

The Rise of Fiduciary Capitalism: How Institutional Investors Can Make ...

James P. Hawley, Andrew T. Williams - Business & Economics - 2000 - 268 pages
...current definition is overly broad and inherently vague.35 Securities Act Rule 405 defines control as the "possession, direct or indirect, of the power...a person, whether through the ownership of voting securities ... or otherwise." This means the potential to influence control is sufficient to be considered...
Limited preview - About this book

Catastrophe Bonds, Spreading Risk: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations - Catastrophe bonds - 2002 - 288 pages
...more insurers or reinsurers under common control that enters into an SPRV contract with an SPRV. C. "Control" (including the terms "controlling," "controlled...a person, whether through the ownership of voting securities, by contract other than a commercial contract for goods or non-management services, or otherwise,...
Full view - About this book

Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - Business & Economics - 2002 - 706 pages
...controlled by, or is under common control with, the person specified."31 The term "control" is defined as "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise."32 An affiliate's executive officer, director (when employed...
Limited preview - About this book

Internationale Rechnungslegung und Konzernabschluss: Entwicklung eines ...

Gabriele Klein - Business & Economics - 2013 - 292 pages
...des Securities Exchange Act von 1934 übertragen.74 SEC Rule 405 definiert den Begriff contra! als „the possession, direct or indirect, of the power...of a person whether through the ownership of voting securities, contract, or otherwise". Es wird deutlich, dass der Begriff der control relativ weit auszulegen...
Limited preview - About this book

Investment Company Determination Under the 1940 Act: Exemptions and Exceptions

Robert H. Rosenblum - Mutual funds - 2003 - 980 pages
..."control" (and various derivations of that term), for certain purposes under the 1933 Act, to mean "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise." • Third, "[a] natural person shall be presumed not to be...
Limited preview - About this book

U.S. Regulation of Hedge Funds

Douglas L. Hammer - Business & Economics - 2005 - 398 pages
...intermediaries, controls, or is controlled by, or is under common control with, an issuer.63 "Control" means "the possession, direct or indirect, of the...a person, whether through the ownership of voting securities, by contract, or otherwise."64 Percentage ownership does not determine control, but 57....
Limited preview - About this book

Unternehmerisches Ermessen: zu den Aufgaben und Pflichten von Vorstand und ...

Andrea Lohse - Corporate governance - 2005 - 580 pages
...controlled by, or is under common control with, the person specified." Dabei wird control verstanden als „the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise." Zu diesem Personenkreis zählen insbesondere „executive officers,...
Limited preview - About this book

Corporate Governance Best Practices: Strategies for Public, Private, and Not ...

Frederick D. Lipman, L.Keith Lipman - Business & Economics - 2006 - 288 pages
...term "control" consistent with other definitions of this term under the Securities Exchange Act as "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract or otherwise."6 The determination of whether a person falls within the category...
Limited preview - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF