| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 620 pages
...term "control"' is generally understood as in Rule 405 under the Securities Act of 1933 to mean ". . . the possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise." The experience of most member firms managing institutional... | |
| United States. Congress. Senate. District of Columbia - 1974 - 334 pages
...(c) "control" (including the terms "controlling", "controlled by" and "under common control with") r means the possession, direct or indirect, of the power...policies of a person, whether through the ownership of o voting securities, by contract other than a commercial contract for goods or nonmanagement services,... | |
| United States. Congress. Senate. Government Operations Committee - 1975 - 308 pages
...control of a company, that must be disclosed. "Control" is defined in Securities Act Rule 405 to be: The possession, direct or indirect, of the power to...a person, whether through the ownership of voting securities, by contract, or otherwise. After a company files a registration statement, it is promptly... | |
| United States. Congress. Senate. Committee on Commerce - Corporation law - 1976 - 480 pages
...Definitions Annual reporting. — The term "annual reporting" means as of December 31 of each calendar year. Control. — The term "control" (Including the terms...direct or indirect, of the power to direct or cause the direction of the management or policies of a person, natural or artificial. Sources of power may... | |
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