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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 214
1997
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1981 - 1004 pages
...definition is included in this paragraph. (1) Control. The term control (including the term controlling) means the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise. (2) Person. The term person means an individual, corporation,...
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The Code of Federal Regulations of the United States of America

Administrative law - 1968 - 768 pages
...terms "controlling", "controlled by" and "under common control with") means the possession, direot or indirect, of the power to direct or cause the direction...a person, whether through the ownership of voting securities, by contract, or otherwise. (g) Director. The term "director" means any director of a corporation...
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The Code of Federal Regulations of the United States of America

Administrative law - 1977 - 958 pages
...unincorporated person. (e) Commission. The term "Commission" means the Securities and Exchange Commission. (f ) Control. The term "control" (including the terms "controlling",...common control with") means the possession, direct or 391 § 230.405 Indirect, of the power to direct or cause the direction of the management and policies...
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Study of Securities and Exchange Commission: Hearings Before a ..., Parts 1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 pages
...owning securities of banks, for the purpose and with the effect of exercising control. Control.—The term "control" (including the terms "controlling,"...a person, whether through the ownership of voting securities, by contract, or otherwise. Equity security.—The term "equity security" means any stock...
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General Rules and Regulations Under the Securities Act of 1933

United States. Securities and Exchange Commission - Securities - 1963 - 100 pages
...unincorporated person. Commission. — The term "Commission" means the Securities and Exchange Commission. Control. — The term "control" (including the terms...a person, whether through the ownership of voting securities, by contract, or otherwise. Director. — The term "director" means any director of a corporation...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964 - 574 pages
...business of owning securities of banks, for the purpose and with the effect of exercising control. (c) Control. The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. (d) Equity security. The term "equity security" means any stock...
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Hearings

United States. Congress. Senate. Committee on Commerce - 1965 - 1378 pages
...intermediaries, controls, or is controlled l>y or is ifn-dcr common control with, the person specified. (25) The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or othcririte. Sect ion 303 (c) : Except as provided in section 302(c) of...
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Interstate Commerce Act Amendments, Hearings Before the Surface ...

United States. Congress. Senate. Commerce - 1965 - 332 pages
...intermediaries, controls, or is cotitrolled by or is ufnder common control with, the person specified. (25) The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. Section 303 (c) : Except as provided in section 302(c) of this...
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Interstate Commerce Act Amendments: Hearings, Eighty-ninth Congress, First ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - Freight forwarders - 1965 - 340 pages
...with, the person specified. (25) The term "control" (including the terms "oontrollmg", "controlled W' and "under common control with") means the possession,...a person, whether through the ownership of voting securities, by contract, or otherwise. Section 303 (c) : Except as provided in section 302(c) of this...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967 - 1182 pages
...unincorporated person. (e) Commission. The term "Commission" means the Securities and Exchange Commission. (f) Control. The term "control" (including the terms "controlling",...a person, whether through the ownership of voting securities, by contract, or otherwise. (g) Director. The term "director" means any director of a corporation...
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