 | Administrative law - 1989 - 820 pages
...credit. [45 FR 76110. Nov. 18, 1980] §561.41 Security. A "security" is any non-withdrawable account, note, stock, treasury stock, bond, debenture, evidence...profit-sharing agreement, collateral-trust certificate, preorganizaron certificate or subscription, transferable share, investment contract, voting-trust certificate,... | |
 | Administrative law - 1980 - 1140 pages
...controlling, or holding 50 percent or more of the stock or other voting interest. (4) "Security or securities" means any note, stock, treasury stock, bond, debenture,...or participation in any profit-sharing agreement, colJ 3316.3-4 lateral-trust certificate, pre-organization certificate or subscription, transferable... | |
 | Administrative law - 1997 - 654 pages
...stock, (other than adjustable rate preferred stock and money market (auction rate) preferred stock) certificate of Interest or participation in any profit-sharing...subscription, transferable share, investment contract, or voting-trust certificate; any security immediately convertible at the option of the holder without... | |
 | Administrative law - 1998 - 512 pages
...stock (other than adjustable rate preferred stock and money market (auction rate) preferred stock), certificate of interest or participation in any profit-sharing...subscription, transferable share, investment contract, or voting-trust certificate; any security immediately convertible at the option of the holder without... | |
 | Administrative law - 1993 - 680 pages
...the nature of charitable contributions to community development. (6) Equity security means any stock, certificate of interest or participation in any profit-sharing...subscription, transferable share, investment contract, or voting-trust certificate; any security immediately convertible at the option of the holder without... | |
 | Administrative law - 2002 - 564 pages
...Security means any nonwithdrawable account, note, stock, 311 197-037 D-01-11 12 CFR Ch. V (1-1-02 Edition) treasury stock, bond, debenture, evidence of indebtedness,...agreement, collateral-trust certificate, preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 pages
...facilities for bringing together purchasers and sellers of securities or for otherwise pa-- forming with respect to securities the functions commonly...profit-sharing agreement, collateral-trust certificate, preorganizaron certificate or subscription, transferable share, investment contractj voting-trust certificate,... | |
 | United States - Securities - 1955 - 54 pages
...participation in any profitsharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, or in general, any instrument commonly known as a "security"; or any certificate of interest or participation... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock,...profitsharing agreement, collateral-trust certificate, preorginization certificate or subscription, transferable share, investment contract, voting-trust... | |
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... securities act of 1933, as amended in 1934, are relevant. These sections follow: "Sec. 2. When used in this title, unless the context otherwise requires — "(1) The term 'security' means any note, stock, treasury stock, bond, debenture, evidence... 
