 ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...  Code of Federal Regulations: 1949-1984 - Page 4601969Full view - About this book
 | Administrative law - 1985 - 388 pages
...beneficial interest or as to which such person serves as a trustee or in a simiw fiduciary capacity, and (3) any relative or spouse of such person, or any relative...as such person or who is a director or officer of Jhe bank or any of its parents or subsidiaries." (5 11.2(d).) "'The term 'immediate family' includes... | |
 | Administrative law - 1972 - 668 pages
...as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) anyrelative or spouse of such person, or any relative of such...such person or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles of incorporation,... | |
 | Administrative law - 1972 - 692 pages
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative...the same home as such person or who is a director or ofllcer of the registrant or any of its parents or subsidiaries. (d) Certified. The term "certified",... | |
 | Administrative law - 1976 - 910 pages
...person serves as a trustee or In a similar fiduciary capacltv, and (3) anv relative or spouse of euch person, or any relative of such spouse, who has the...such person or who Is a director or officer of the bank or «ny of Its parents or subsidiaries." (5208.2 (d).) families,* own at least 10 percent of the... | |
 | Administrative law - 1993 - 586 pages
...benefit plan, and (ill) Any relative or spouse of such person, or any relative of such spouse, who lias the same home as such person or who is a director...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter... | |
 | Administrative law - 1968 - 776 pages
...holder named In answer to Item 5iti i : or (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...as such person or who is a director or officer of any parent or subsidiary of the issuer. Instructions. 1. No information need be given in response to... | |
 | Administrative law - 1970 - 662 pages
...holder named In answer to Item 5(d); or (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...as such person or who Is a director or officer of any parent or subsidiary of the Issuer. Instructions. 1. No Information need be given In response to... | |
 | Administrative law - 1997 - 652 pages
...interest or as to which such person serves as a trustee or in a. similar fiduciary capacity, and (3) Any relative or spouse of such person or any relative...such spouse, who has the same home as such person от who is a director or officer of the bank or any of its parents or subsidiaries. (f) Audit (or... | |
 | Jay Brown - Law - 1997 - 1666 pages
...as trustee or in a similar capacity; and (c) any relative or spouse of such person, or any relatives of such spouse, who has the same home as such person, or who is a director or officer of the Company or any of its subsidiaries. BeugficiaLQwner. In general, you are the "beneficial owner" of... | |
 | Administrative law - 1983 - 708 pages
...or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relalive of such spouse, who has the same home as such person or who is a director or officer of the issuer or any of its parents or subsidiaries. (b) Information statement The term "information statement"... | |
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