...made in error. (b) For purposes of this Rule, an "affiliated person" of a member shall include (1) any person directly or indirectly controlling, controlled by or under common control with such member, whether by contractual arrangement or otherwise, provided that the right to exercise...

...of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such broker or dealer, except that any person associated...

...of such broker or dealer. For the purposes of this section, 'affiliated person,' shall mean — (A) any person directly or indirectly controlling, controlled by or under common control with such broker or dealer, whether by contractual arrangement or otherwise; (B) any principal officer,...

...directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...directly or indirectly owned, controlled, or held 20 INVESTMENT ADVISERS ACT OF 1940 with power to vote, by such other person; (C) any person directly...

...of trust, note, on other interest valuing more than 5 per centum of the assets of such entity; (3) any person directly or indirectly controlling, controlled by, or under common control with a health maintenance organization; and (4) any member of the immediate family of an individual...

...and foreign companies that engage in business in the United States in which 25 percent or more of the voting securities are directly or indirectly owned, controlled, or held with power to vote, or which are otherwise controlled, by the reporting Foreign Banking Organization. Related companies...

...of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such broker or dealer, except that any person associated...

...company means — (A) any company 10 per centum or more of the outstanding voting securities of which are directly or indirectly owned, controlled, or held with power to vote, by such holding company (or by a company that is a subsidiary company of such holding company by virtue of...

...Act. State whether aoplicant, any person named in Items 2(a),8 or 9. or eny Schedule thereunder, or any person, directly or indirectly controlling, controlled by, or under common control with aoplicant, including any employee: CT Has been found by the Secretary, the CEA, the CEC. the CFTC....

...Act. Stale whether applicant, any person named in Items ?{a). 8 or 9, or any Schedule thereunder, or any person, directly or indirectly controlling, controlled by, or under common control with . „ applicant, including any employe*: (i) Has been found by the Secretary, the CEA, the CEC,...