| United States - Securities - 1989 - 584 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. by... | |
| United States - Securities - 1999 - 740 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States - Securities - 1997 - 776 pages
...aided, abetted, counseled, commanded, induced, or procured such a violation by any other person; (3) has willfully made or caused to be made in any application...or report required to be filed with the Commission or with any other appropriate regulatory agency under this title, or in any proceeding before the Commission... | |
| United States - Securities - 1999 - 882 pages
...aided, abetted, counseled, commanded, induced, or procured such a violation by any other person; (C) has willfully made or caused to be made in any application...with respect to any material fact, or has omitted to iThis subsection was amended by section 305(b)(2) of the National Securities Markets Improvement Act... | |
| Philippines - Gazettes - 2001 - 286 pages
...report, or document filed pursuant to this Code or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact, shall be liable to any person who, not knowing that such statement was false or misleading,... | |
| Jens Wüstemann - Business & Economics - 2002 - 244 pages
...cause to be made any statement in any application, report, or document filed [...] which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact«.34 bbb) (Administrativ geprägte) Informationssätze nach den rules und regulations... | |
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