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" Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Page 471
by United States - 1999 - 725 pages
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Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - Business & Economics - 1992 - 478 pages
...application or report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light...misleading with respect to any material fact, or has willfully omitted to state in any application or report any material fact which was required to be...
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Current Trends in Money Laundering: Hearing Before the Permanent ..., Volume 4

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - Business & Economics - 1992 - 486 pages
...application or report filed with the superintendent or in any proceeding before the superintendent, any statement which was at the time and in the light...it was made false or misleading with respect to any material fact, òr has willfully omitted to state in any application or report any material fact which...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1987 - 556 pages
...person associated with such broker or dealer, whether prior or subsequent to becoming so associated — with respect to registration, any statement which...with respect to any material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. (B)...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1988 - 552 pages
...person associated with such broker or dealer, whether prior or subsequent to becoming so associated — with respect to registration, any statement which...with respect to any material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. (B)...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - Business & Economics - 1993 - 656 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1989 - 584 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. by...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - Securities - 1999 - 740 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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The Securities Litigation Uniform Standards Act of 1997--S. 1260 ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - Business & Economics - 1998 - 122 pages
...the security, to make, for the purpose of inducing the purchase or sale of such security by others, any statement which was, at the time and in the light...or misleading with respect to any material fact, or which omitted to state any material fact necessary in order to make the statements made, in light of...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - Securities - 1997 - 776 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)...
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Implementation of the Private Securities Litigation Reform Act of ..., Volume 4

United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - Business & Economics - 1998 - 102 pages
...the security, to make, for the purpose of inducing the purchase or sale of such security by others, any statement which was, at the time and in the light...or misleading with respect to any material fact, or which omitted to state any material fact necessary in order to make the statements made, in light of...
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