| United States - Securities - 1987 - 556 pages
...person associated with such broker or dealer, whether prior or subsequent to becoming so associated — with respect to registration, any statement which...with respect to any material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. (B)... | |
| United States - Securities - 1988 - 552 pages
...person associated with such broker or dealer, whether prior or subsequent to becoming so associated — with respect to registration, any statement which...with respect to any material fact, or has omitted to state in any such application or report any material fact which is required to be stated therein. (B)... | |
| United States - Securities - 1989 - 584 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. by... | |
| United States - Securities - 1999 - 740 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States - Securities - 1997 - 776 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
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