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" SECTION 5 (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 2
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Trust Indenture Act of 1939 as in Effect June 4, 1975

United States - Investments - 1977 - 25 pages
...section 305; or (2) to carry or to cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a written statement that meets the requirements of subsection (c)...
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Reports of the Tax Court of the United States, Volume 67

United States. Tax Court - Taxation - 1977
...77j of this title; or (2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1978 - 307 pages
...of section 10 ; or (2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - Investments - 1985 - 473 pages
...section 305; or (2) to carry or to cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless, to the extent the Commission may prescribe by rules and regulations as necessary or appropriate...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - Government publications - 1991 - 623 pages
...interstate commerce or of the maili to sell such security through the use or medium of any pro spectus or otherwise; or (2) to carry or cause to be carried...the purpose of sale or for delivery after sale. (b) It shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1989
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...the purpose of sale or for delivery after sale. (b) In the case of any security which is not registered under the Securities Act of 1933, but which has...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1987
...MAILS SEC. 5. [77e] (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...the purpose of sale or for delivery after sale. (b) It shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - Government publications - 1993 - 639 pages
...shall be unlawful for any person, directly or indirectly — Sec. 307 TRUST INDENTURE ACT OF 1939 272 (1) to make use of any means or instruments of transportation...the purpose of sale or for delivery after sale. (b) In the case of any security which is not registered under the Securities Act of 1933, but which has...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Securities - 1993
...requirements of section 10; or (2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - Securities - 1997 - 720 pages
...section 10; or , , ., (2) to carry or cause to be carned through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
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