Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Books Books
" SECTION 5 (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 2
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
Full view - About this book

United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 346

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Law reports, digests, etc - 1954
...instruments of transportation or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus...for the purpose of sale or for delivery after sale. . . ." 48 Stat. 77, 15 USC § 77e. 3 102 F. Supp. 964 (DCED Mo. 1952). '200 F. 2d 85 (C, A. 8th Cir....
Full view - About this book

Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 158 pages
...of section 10 ; or "(2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
Full view - About this book

Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Disclosure of information - 1954 - 158 pages
...of section 10 ; or "(2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section...
Full view - About this book

Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959
...and an application for qualification is effective as to such indenture, it shall be unlawful for «ny person, directly or indirectly — (1) to make use...transportation, any such security for the purpose of sale or for del ivery after sale. (b) In case of any security which is not registered under the Securities Act...
Full view - About this book

SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 pages
...section 305 ; or (2) to carry or to cause to be carried through the mnils or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless, to the extent the Commission may prescribe by rules and regulations as necessary or appropriate...
Full view - About this book

SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Securities - 1959 - 640 pages
...section 305 ; or (2) to carry or to cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless, to the extent the Commission may prescribe by rules and regulations as necessary or appropriate...
Full view - About this book

SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 470 pages
...and the Mails SEC<5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...for the purpose of sale or for delivery after sale. * Prior to amendment by Public No. 291, 73d Cong., subsection (1) read as follows: "(1) Transactions...
Full view - About this book

Reports of the United States Tax Court, Volume 67

United States. Tax Court - Law reports, digests, etc - 1977
...of the mails to sell such security through the use or medium of any prospectus or otherwise; or (21 to carry or cause to be carried through the mails...the purpose of sale or for delivery after sale. (b) It shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments...
Full view - About this book

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1976
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...security for the purpose of sale or for delivery after "(b) In the case of any security which is not registered under the Securities Act of 1933, but which...
Full view - About this book

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1981
...of any means or instruments of transportation or communication in interstate commerce or of the mans to sell such security through the use or medium of...the purpose of sale or for delivery after sale, "(b) It shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF