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" SECTION 5 (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 2
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - Securities - 1956
...of medium of any prospectus or otherwise ; or "(2) to carry or cause to be carried through the malls or in Interstate commerce, by any means or Instruments...transportation, any such security for the purpose of sale or r* •eUrery after sale." • WBBU t Co.. Inf. 29 SEC T0> stock was sold, namely Marian M. Swartswelter,...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1941
...section 10 ; or (2) to carry or to cause to be carried through the malls or In Interstate commerce any such security for the purpose of sale or for delivery after sale, onlnw accompanied or preceded by a prospectus that meets the requirements of swtion 10. Section 17...
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Decisions and Reports, Volume 37

United States. Securities and Exchange Commission - Securities - 1958
...otherwise. ••(2) to carry or canse to be carried through the malls or In interstate commerce, •7 aay means or Instruments of transportation, any such security for the purpose of sale sr for delivery after sale." • Bnuston had previously been named Qnesabe Mines Limited, and at the...
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Decisions and Reports, Volume 5

United States. Securities and Exchange Commission - Securities - 1941
...carried through the malls or in interstate commerce, by any means or instruments of transportation, nny such security for the purpose of sale or for delivery after sale. • Sec. 38, Chapter 284, Public Laws of 1920, as amended. •State v. Felch, 58 NH 1 (1876). 275 trant,...
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Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Interstate commerce - 1939 - 206 pages
...RELATING TO INTERSTATE COMMERCE AND THE MAILS "SEC. 305. (a) Subject to the provisions of section 304, unless a security has been or is to be issued under...expiration of six months after the enactment of this title, no registration statement relating to a securiy which is subject to the provisions of subsection...
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Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 318 pages
...RELATING TO INTERSTATE COMMERCE AND THE MAILS "SEC. 305. (a) Subject to the provisions of section 304, unless a security has been or is to be issued under...the purpose of sale or for delivery after sale. "(b) In the case of any security which is not registered under the Securities Act of 1933, but which has...
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United States Congressional Serial Set

Investments - 1940 - 211 pages
...of section 10 ; or (2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of section 10. " The six...
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United States Code

United States - Law - 1953
...of this title; or (2) to carry or to cause to be carried through the mails or in interstate commerce .O. unless accompanied or preceded by a prospectus that meets the requirements of said section 77j. (May...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 312

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1941
...of section 10; or "(2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of section 10." Section...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 312

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1941
...of section 10; or "(2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of section 10." Section...
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