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" If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 3
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Amending Clayton Act by Requiring Prior Notification of Certain Corporate ...

United States. Congress. House. Committee on the Judiciary, United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - Antitrust law - 1956 - 230 pages
...who willfully in a registration statement filed under this subchapter makes any untrue statement of a material fact or omits to state any material fact required to be stilted therein or necessary to make the statements therein not misleading, shall upon conviction be...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1960 - 442 pages
...registration statement. 4 "(d) If It appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statement therein not misleading, the Commission may, after notice by personal...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...SEC can suspend the effectiveness of a registration statement at any time if SEC finds the statement "includes any untrue statement of a material fact or omits to state any material fact reouired to be stated therein or necessary to make the statements therein not misleading." S. 1180...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...protection of investor*. fd) If it appears to the Commission at any tan that the registration statement includes any untrue statement of a material fact or omits to state any material f net required to be stated therein or nece*sary to make the statements therein not misleading the...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Securities - 1959 - 660 pages
...protection of investors. (d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material f«ct required to be stated therein or necessary to make the statements therein not misleading, the...
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Home Owners' Loan Acts and Housing Acts, Volume 2

United States - Federal home loan banks - 1971 - 308 pages
...effective. (d) If it appears to the Secretary at any time that a statement of record, which is in effect, includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Secretary may, after notice, and after...
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Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ...

United States. Congress. Senate. Committee on Banking and Currency - Conflict of interests - 1963 - 152 pages
...such prospectus has not been filed (if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 550 pages
...protection of investors. (d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fart required to be stated therein or necessary to make the statements therein not misleading, the...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1964 - 1234 pages
...plan or revision thereof or in a financial report filed under this Act, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary in order to prevent the statements made therein from being materially misleading in the...
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Collective Investment Funds: Hearings Before the Subcommittee on Commerce ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - Trust companies - 1965 - 144 pages
...plan or revision thereof or in a financial report filed under this Act, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary in order to prevent the statements made therein from being materially misleading in the...
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