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" If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 3
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or neoe.-a£ry to make the statements therein not misleading, shall upon conviction be fired not more...
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...8(d) of the Act provides: "If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material Met required to be stated therein or necessary to make the statements therein not misleading, the Commission...
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Decisions and Reports, Volume 27

United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...appears to the Commission at any time that the registration statement include any untrue statement of a material fact or omits to state any material fact required to V stated therein or necessary to make the statements therein not misleading, the Commission may, after...
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Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Interstate commerce - 1939 - 222 pages
...effective if it finds that — "(1) such application does not conform to the requirements of this title and the rules and regulations thereunder ; "(2) the...eligible to act as such under subsection (a) of section 308 or has any conflicting interest as denned in subsection (b) of section 308; "(4) such indenture...
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Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 pages
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Interstate commerce - 1939 - 220 pages
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...protection of investors. (d) If it appears to the Commission at any time that the registration statement ome entit or necessary to make the statements therein not misleading, the Commission may, after notice by personal...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 312

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1941 - 816 pages
...person who willfully in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the. statements therein not misleading, shall upon conviction be fined not more...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 312

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1941 - 828 pages
...person who willfully in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the- statements therein not misleading, shall upon conviction be fined not more...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2000 - 520 pages
...as the Office may determine. (f) If it appears to the Office at any time that the offering circular includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading, then the Office may pursue any remedy it...
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