 | Administrative law - 2000 - 986 pages
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...or carrying any warrant or right to subscribe to or purcnase such a security; or any such warrant or right; or any put, call, straddle, or other option... | |
 | Administrative law - 1993 - 680 pages
...only to an equity security. The term equity security is defined by section 3(aXll) of the Act to mean "any stock or similar security; or any security convertible,...consideration, into such a security; or carrying any warFederal Deposit Insurance Corporation rant or right to subscribe to or purchase such a security;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 pages
...whether through the ownership of voting securities, by contract, or otherwise. Equity security.—The term "equity security" means any stock or similar...purchase such a security; or any such warrant or right. Fifty-percent owned person.—The term "fifty-percent owned person" means a person in respect of which... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Proxy - 1955 - 728 pages
...Senator LEHMAN. No objection. So ordered. (The material referred to follows :) SEC. 3. * * • (11) The term "equity security" means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States - Securities - 1955 - 54 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1957 - 176 pages
...percent of any class of any equity security (giving name of security), or any combination of these. a The term "equity security" means any stock or similar...purchase such a security; or any such warrant or right. (Sec. 3 (a) (11) Securities Exchange Act) Ia-NISH (SEE INSTRUCTIONS ON BACK) INSTRUCTIONS FOR FORM... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1957 - 172 pages
...percent of any class of any equity security (giving name of security), or any combination of these. * The term "equity security" means any stock or similar...convertible, with or without consideration, into such a sec urity, or carrying any warrant or right to subscribe to or purchase such a secures \ ^x *s.% such... | |
 | United States. Securities and Exchange Commission - Securities - 1938 - 168 pages
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security; or any such warrant or right. (Adopted, eff. Apr. 23, 1965, Release 34-7581.) Rale 3*12-2. Exemption of Certain Securities, the Income... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar...purchase such a security; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar...purchase such a security; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
| |
equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
