| Administrative law - 1995 - 764 pages
...77t), section 21 of the Securities Exchange Act of 1934 (15 USC 78u), section 18 of the Public Utility Holding Company Act of 1935 (15 USC 79r), section...Act of 1940 (15 USC 80a-41) and section 209 of the In§200.30-5 vestment Advisers Act of 1940 (15 USC 80b-9). (4) To terminate the authority to administer... | |
| Administrative law - 1977 - 958 pages
...existence or are not engaged in business as investment advisers. (f ) To designate officers empowered to administer oaths and affirmations, subpoena witnesses,...correspondence, memoranda, contracts, agreements, -12 167 or other records in the course of Investigations instituted by the Commission pursuant to section... | |
| Administrative law - 1997 - 1068 pages
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may 8BC 31 / U (a) Service of a subpoena upon a person named therein shall be made be the investigating officer (1)... | |
| Administrative law - 1970 - 670 pages
...to in section 4(3) (B) of the Act (15 USC 77(d) (3) (B)). (b) (1) To designate officers ernpowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents In the course of any examination or investigation instituted by the Commission pursuant... | |
| United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1961 - 428 pages
...the matter to be investigated. For the purpose of any investigation, the Administration is empowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers and documents which are relevant to the inquiry. Such attendance of witnesses and the production of... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1962 - 68 pages
...or proceeding under these regulations, the Director or any officer or employee designated by him may administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, agreeinents or other documents or records which the Director deems relevant or material to the inquiry.... | |
| Administrative law - 1964 - 574 pages
...thereof, pursuant to Rule 604 (d), § 230.604 (d) of this chapter. (c)(l) To designate officers empowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents in the course of any examination or investigation instituted by the Commission pursuant... | |
| United States. Congress. Senate. Judiciary - Judges - 1966 - 374 pages
...(a) The Commission on Judicial Disabilities and the [court of appeals] General Assembly are empowered to administer oaths and affirmations, subpoena witnesses,...correspondence, memoranda, contracts, agreements, other records or tangible things which the Commission or the [Court of Appeals] General Assembly finds... | |
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