 | United States. Congress. Senate. Committee on the Judiciary - 1965 - 264 pages
...Sec. 2(11) "The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Tax Court - Taxation - 1978 - 1134 pages
...1972, but the concept of "control" was urichanged by its adoption. 4(ll)The term "underwriter" means any person who has purchased from an issuer with a...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Securities and Exchange Commission - Securities - 1972 - 1376 pages
...evidence amply supports the hearing examiner's con* Section 2(11) defines an "underwriter" in part as "Any person who has purchased from an issuer with...or indirect participation in any such undertaking." For purposes of Section 2(11), the term "issuer" is denned to include "any person directly or indirectly... | |
 | United States - Corporation law - 1976 - 476 pages
...executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...participation in any such undertaking, or participates or haa a participation in the direct or indirect underwriting of any such undertakng; but such term shall... | |
 | United States. Securities and Exchange Commission - Securities - 1974 - 36 pages
...Deo. 14, 1970. (20) "Underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | 1975 - 472 pages
...this subchapter, unless the context otherwise requires — ******* (11) The term "underwriter" means any person who has purchased from an issuer with a...direct or indirect underwriting of any such undertaking ; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States - Corporation law - 1981 - 548 pages
...person who has purchased from an issuer with a view to, or sells for an issuer in connection withj the distribution of any security, or participates...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States - Investments - 1977 - 40 pages
...such terms and conditions as may be prescribed therein, may permit.1 (4) The term "underwriter" means any person who has purchased from an issuer with a...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Tax Court - Taxation - 1978 - 1146 pages
...1972, but the concept of "control" was unchanged by its adoption. 4 ( 11) The term "underwriter" means any person who has purchased from an issuer with a...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
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underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or... 
